Derivatives Compliance Advisor

Job Title: Derivatives Legal AdvisorWe are seeking a seasoned Derivatives Legal Advisor to join our financial services team at Taylor Root.The successful candidate will have extensive experience in derivatives law and a strong understanding of derivatives markets and products. They will work closely with internal teams to ensure compliance with regulatory...

Compliance ProfessionalsWe are a reputable broker and market maker in the financial services industry, focusing on futures, options, and other derivatives.We seek a highly detail-oriented Derivatives Documentation Expert to join our team.Key ResponsibilitiesDevelop and maintain comprehensive policy and procedure documentation to ensure compliance with...

Job OverviewWe are seeking a highly skilled Derivatives Policy Analyst to join our team at Compliance Professionals.About the CompanyOur client is a well-established broker and market maker specialising in futures, options and other derivatives.Job DescriptionThe successful candidate will be responsible for providing legal corporate documentation, policy and...

Job DescriptionWe are seeking a skilled Compliance Officer - Derivatives to join our team at Citigroup Global Markets Limited. In this role, you will be responsible for ensuring compliance with relevant laws and regulations in the derivatives market.The ideal candidate will have a strong understanding of compliance risks and regulations, as well as excellent...

Key ResponsibilitiesThe successful candidate will assume the role of Financial Compliance Advisor and be responsible for providing guidance on financial products, including derivatives, stock loans, and borrows/repo activities. You will also contribute to the development of compliance policies and procedures.

Derivatives Compliance Analyst Derivatives Compliance Analyst - London, UK Estimated annual salary £60,000 - £80,000 depending on experience.About GFO-XWe are a regulated trading venue focused on digital asset derivatives. Our mission is to provide a trusted environment for market participants.Compliance MonitoringThe Market Surveillance Group performs...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Advisor to support our Head of Business Advisory in ensuring Marex Group adheres to regulatory requirements and drives positive customer outcomes.The ideal candidate will have prior experience from a bank, brokerage or listed derivative exchange, with some knowledge and understanding of...

About the Role:We are seeking an Equity Derivatives Compliance Specialist to join our team at Barclays. As a key member of our Markets division, you will be responsible for providing expert legal advice and support on matters related to our equity derivatives businesses. You will also develop and implement best practice legal strategies to manage compliance...

Taylor Root is a renowned recruitment agency specializing in finance and legal placements. We are currently seeking a highly skilled Lawyer for Equity Derivative Transactions and Compliance to join our client's team. The estimated salary range for this position is £130,000-£190,000 per annum.In this role, you will play a crucial part in advising the sales...

**About the Role:** As Senior Legal Advisor, you will play a key part in advising on more complex legal matters related to exotic derivatives and private credit trading. You will work closely with a team of experienced lawyers to deliver high-quality results.We are looking for someone with experience in prime brokerage, repo, and listed derivatives, as well...

We're seeking a highly experienced Senior Governance and Compliance Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our governance function, you'll play a critical role in ensuring our business operates with the highest standards of ethics and compliance.Your expertise in governance and compliance will be invaluable in helping us navigate...

Job OverviewTaylor Root is seeking a seasoned Derivatives Specialist to join their financial services team. The ideal candidate will have 4+ years of experience in derivatives law, preferably within a top-tier law firm or financial institution.The successful candidate will play a crucial role in advising the sales and trading teams on equity derivatives...

Compliance ProfessionalsOur client is a leading broker and market maker in the financial services industry, specializing in futures, options, and other derivatives.We are looking for a highly skilled Regulatory Compliance Specialist to join our team.Job ResponsibilitiesPrepare and maintain accurate and up-to-date legal corporate documentation.Develop and...

Job OverviewWe are a leading global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.As a Compliance Officer - Listed Derivatives Business, you will play a critical role in supporting our Head of Business Advisory in ensuring Marex Group adheres...

About the JobAJ FOX COMPLIANCE is seeking an experienced AML and Conflicts Advisor to join their team in London. The successful candidate will have strong analytical and interpersonal skills, with a keen eye for detail and proficiency in Microsoft Office. Key responsibilities include assessing CDD information relative to new and existing clients/matters,...

Company OverviewThe Compliance Professionals are a leading brokerage firm in the City, seeking a talented Compliance & Money Laundering Reporting Officer to join their team on a permanent basis. This is an excellent opportunity for an experienced professional to develop and maintain a robust compliance framework, chair the Compliance and Conduct Committee,...

Job OverviewTaylor Root is seeking an experienced Derivatives Lawyer to join their team in the financial services industry. This role will involve providing comprehensive legal support for the business with equity derivatives transactions, collaborating with internal teams to ensure smooth execution of derivatives transactions, and advising on regulatory...

Job OverviewOur client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives.We are seeking a skilled Compliance Legal Assistant to join our team. As a key member of our compliance department, you will be responsible for ensuring that all regulatory requirements are met. This includes writing...

Job Title: Equity Derivatives SpecialistTaylor Root is seeking a highly skilled Equity Derivatives Specialist to join its financial services team.The successful candidate will play a pivotal role in providing innovative legal solutions for equity derivatives transactions, collaborating with internal teams, and ensuring compliance with regulatory...

Job Title: Wealth Management Risk AdvisorAbout the Role:The Compliance Professionals are seeking a skilled and experienced Wealth Management Risk Advisor to join their team. As a key member of the organization, you will play a vital role in ensuring the highest standards of compliance and risk management across all aspects of wealth management services.Key...