Regulatory Compliance Advisor

2 days ago


London, Greater London, United Kingdom Marex Full time
Job Summary

We are seeking a highly skilled Regulatory Compliance Advisor to support our Head of Business Advisory in ensuring Marex Group adheres to regulatory requirements and drives positive customer outcomes.

The ideal candidate will have prior experience from a bank, brokerage or listed derivative exchange, with some knowledge and understanding of regulatory frameworks.

  • Deliver ongoing compliance support to relevant business groups, including provision of advice on application of global compliance policies, exchange rules and regulations.
  • Maintain regular engagement with Marex business groups, including documented Business catchups with key stakeholders.
  • Support Compliance team members on reviewing and advising on specific BAU transactions and identify regulatory or reputational risks for resolution.

About Our Services: We provide essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.

Key Responsibilities:

  • Provide advisory risk management support for the Listed Derivatives Business activities across the Marex Group.
  • Liaise with business groups to gather relevant information and manage responses to listed derivative exchange regulatory enquiries.

Requirements:

  • Prior experience from a bank, brokerage or listed derivative exchange (at least 2 years).
  • SOME knowledge and understanding of regulatory frameworks.

Estimated Salary: $110,000 per year

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