Investment Banking Compliance Specialist
4 days ago
We are seeking a skilled Compliance Analyst to join our Investment Banking Compliance team in London. As a key member of the team, you will provide critical support in ensuring compliance with regulatory requirements and internal policies.
Responsibilities- Provide advice and guidance on regulatory matters to Investment Banking personnel, focusing on transactions, new business initiatives, and significant changes.
- Develop and implement policies, procedures, and best practices within Investment Banking, promoting a culture of compliance.
- Maintain up-to-date knowledge of relevant regulatory changes and ensure alignment with firm policies.
- Design and implement new controls and surveillance measures to mitigate risks, analyzing transactional processes and individual banker activities.
- Collaborate with other compliance teams to monitor Investment Banking activities, developing and executing surveillance and forensic compliance programs.
- Create live and online training programs to educate bankers on compliance requirements, legal issues, and regulatory updates.
- Support responses to regulatory inquiries and investigations.
- Demonstrated interest in financial markets and investment banking, with a solid understanding of regulatory frameworks.
- A competitive salary range: £70,000 - £90,000 per annum (based on experience), reflecting the demands of this complex role.
- A comprehensive benefits package, including health insurance, pension plan, and paid time off.
- Ongoing professional development opportunities, fostering growth and expertise in compliance and regulatory affairs.
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Investment Compliance Specialist
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London, Greater London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeJCR Talent, your expert partner for CASS and compliance recruitment, presents an exciting opportunity for an Investment Compliance Specialist.About the Role:To provide comprehensive regulatory expertise to our client, helping them build innovative investing products that deliver great customer outcomes.Develop and maintain effective relationships across the...
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Compliance Governance Specialist
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Compliance Specialist
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Compliance Expert for Investment Banking
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Investment Banking Specialist
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Infrastructure Investments Specialist
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Investment Banking Specialist
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Regulatory Compliance Specialist
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Investment Banking Specialist
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Banking Compliance Professional
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Investment Banking Specialist
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Compliance Expert
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Investment Specialist
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Compliance Specialist
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London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a Compliance Specialist to join our team of Compliance Professionals. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements.Job DescriptionIn this role, you will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan. You will also...
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Investment Banking Specialist
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London, Greater London, United Kingdom Citigroup Inc. Full timeCitigroup Inc. is seeking a highly skilled Investment Banking Specialist to join their team in Western Europe. As a Senior Debt Markets Analyst, you will be responsible for originating and executing debt capital markets transactions for corporates and financial institutions.Key Responsibilities:Originate and execute investment grade bonds and financing...
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Investment Security and Compliance Expert
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London, Greater London, United Kingdom Avenir Investment Management Limited Full timeJob Overview:Avenir Investment Management Limited is a leading investment management firm specializing in digital assets. We are seeking an experienced Investment Security and Compliance Expert to join our team. The successful candidate will be responsible for ensuring the security and integrity of our investment portfolio, while also ensuring compliance...
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Investment Guidelines Specialist
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Investment Banking Compliance Specialist
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London, Greater London, United Kingdom Goldman Sachs Full timeCompany OverviewGoldman Sachs is a leading global investment banking, securities and investment management firm. Founded in 1869, we maintain offices around the world.We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.
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Investment Residency Specialist
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