Compliance Manager
3 weeks ago
Company Overview
Evelyn Partners is a leading integrated wealth management and professional services group in the UK, with a history spanning over 186 years. We offer a comprehensive range of financial and professional services to individuals, family trusts, professional intermediaries, charities, and businesses.
Our mission is to provide award-winning services to our clients by employing the best people. We strive to make good advice accessible to everyone, regardless of their financial situation.
Our core values of Personal, Partnership, and Performance drive our exceptional track record of growth and innovation.
Job Summary
As a Compliance Manager, you will support the Head of Compliance in maintaining an effective compliance function for Evelyn Partners International (EPI) and Evelyn Partners (Channel Islands) Limited (EPCI) in Jersey. You will work closely with staff across the Group and act as a Money Laundering Compliance Officer.
Your Key Responsibilities
- Assist in maintaining up-to-date compliance risk assessments and identifying regulatory compliance and financial crime risks faced by EPI and EPCI.
- Monitor compliance and ensure accurate and up-to-date regulatory reporting.
- Provide daily support and advice on regulatory and financial crime issues to the wider team.
- Handle client complaints and escalate when necessary.
- Ensure measures are in place to review CDD and other account opening documentation.
- Provide training to the team as needed.
Requirements
To be successful in this role, you should have relevant recognised benchmark qualifications and on-the-job experience, as well as proven compliance/AML experience gained within an investment or funds business.
Desirable Skills and Experience
- Critical thinking to make systematic and rational judgments.
- Clear and concise communication.
- Ability to make timely decisions with considered judgment.
- Ability to plan and organise in advance.
- Proven experience in stakeholder engagement and influencing others.
Benefits
As a colleague at Evelyn Partners, you will have access to a range of benefits, including a competitive salary, private medical insurance, life assurance, pension contribution, and a hybrid working model.
We value diversity and strive to create an inclusive work environment where everyone can thrive. We offer multiple diversity, equity, and inclusion initiatives across the organisation.
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