Senior Compliance Administrator

6 months ago


Saint Peter Port, United Kingdom LRI Invest Full time

Description

Do you have compliance experience, and are you seeking a new job? Apex is looking for a full-time Senior Compliance Administrator, and the remote role comes with an attractive salary and benefits package.

As a Senior Compliance Administrator, you will be a member of the Client Compliance team, working alongside the Apex Guernsey Compliance department and contributing to developing and enhancing the overall Compliance function.

In your first few weeks in this role, you can expect to:

- Assist in encouraging a positive compliance culture within administrative operations through close personal engagement with staff
- Assist with the provision of compliance advice to the client administration teams
- Carry out periodic testing as part of the Compliance Monitoring Programme and ensure the timely resolution of findings
- Assist with the compilation of GFSC regulatory returns and submissions
- Assist with collating information and documentation for the auditors of administered client licensees in a timely manner.
- The ability to assess business requests accurately and promptly, delivering pragmatic and timely solutions to compliance-related queries and identified risks
- Keen attention to detail and good communication skills
- Excellent organisational skills
- Competent analytical, research and investigative skills
- Proficiency in Microsoft software (including Word and Excel)

Benefits - As a truly global business, we tailor benefits to each location to safeguard our people and respect local cultures and ways of working. Our people are our greatest asset, and we invest in talent development. Join our global network, and you will benefit from education support, sponsorship and in-house training programs.

Apex Group Ltd ("Apex" or "the Group"), established in Bermuda in 2003, is a global financial services provider. With over 80 offices worldwide and 12,000 employees in 38 countries, Apex delivers an expansive range of services to asset managers, financial institutions, private clients, and family offices. Apex's purpose is to be more than just a financial services provider. The Group is committed to driving positive change to address three core areas: the environment and climate change, women's empowerment and economic independence, and education and social mobility. Life at Apex isn't just about the work you do. It's about embracing the culture and loving what you do. Every employee plays a part in making Apex who we are today, and the more we grow, the more important that becomes. The international nature of our business and global network of offices means that there are opportunities to broaden your life experiences and take short-term or permanent relocation options.



  • Saint Peter Port, United Kingdom LRI Invest Full time

    Description - The Role & Key Responsibilities:To act as a member of the client compliance team, working alongside the Apex Guernsey compliance department, contributing towards the development and enhancement of the overall compliance function. This will include providing support to the operational business by providing compliance advice and guidance.Key...

  • Compliance Officer

    7 months ago


    Saint Peter Port, United Kingdom LRI Invest S.A. Full time

    **Compliance** **Vice President** **Role Location**: **Guernsey, Channel Islands** Department: Regulatory Compliance Employment Type: Permanent, Full Time **The role**: Apex operate a three lines of defence model with Compliance being the second line of defence. This important role is primarily to support client licensees and to ensure that the activities...


  • Saint Peter Port, United Kingdom LRI Invest Full time

    Description Do you have Fund Administration experience, and seeking an exciting new opportunity in St Peter Port? Apex is looking for a Senior Fund Administrator, and the role comes with an attractive salary and benefits package. As a Fund Administrator, you will be working as a liaison to client accounts, payments, valuations, compliance checks, reviewing...

  • Compliance Contractor

    6 months ago


    Saint Peter Port, United Kingdom LRI Invest Full time

    Description The Role To provide maternity cover and act on behalf of the Apex Guernsey Compliance Officer for a period of 10 months. The role will include providing support to all areas of the business by providing compliance advice and guidance. Apex Guernsey includes Apex Fund and Corporate Services (Guernsey) Limited and acquired Licensees as...


  • Saint Mellons, United Kingdom Safehands Recruitment Full time

    Compliance Administrator £23,000 Well established, regional care business are looking for an Compliance Administrator to join their well-established team. The Role: - Ensure consistent good practice throughout the recruitment process and ensure compliance and consistency is applied with appropriate legislation. - Managing the process of sponsoring...


  • Saint Peter Port, United Kingdom Northern Trust Corp. Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...


  • Saint Peter Port, United Kingdom LRI Invest Full time

    Description APEX Group has an exciting opportunity for a Fund Administration Supervisor to join our inclusive and collaborative team. This full-time Fund Administrator hybrid role is based in St Peter Port and offers an attractive salary and benefits package. As a Fund Administration Supervisor, you will supervise fund valuations and ensure adherence to...


  • Saint Peter Port, United Kingdom LRI Invest Full time

    Description The Role & Key Responsibilities: To act as a member of the Client Compliance team, reporting to the Client Compliance Officer and working alongside the Apex Guernsey Compliance department, contributing towards the development and enhancement of the overall Compliance function. This will include providing support to Senior Management and...


  • Saint Mellons, United Kingdom Hoop Recruitment Full time

    Our valued client based in Cardiff, is seeking an enthusiastic and detail-oriented Compliance Administrator to support with the recruitment process. This is a fantastic opportunity for an individual who is looking for a step into HR and Recruitment, and looking to expand their skill set and knowledge of HR and Compliance. This is a full time and permanent...


  • Ellesmere Port, United Kingdom Proactive Personnel Full time

    **Immediate Start - Permanent - Competitive Salary - Development Opportunities** I am currently recruiting on behalf of a hugely successful haulage business who are looking to add an enthusiastic, motivated Compliance Administrator to their team. They are brilliant at retaining and developing staff, largely due to the exceptional training programs,...


  • Saint Peter Port, United Kingdom Northern Trust Corp. Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...


  • Saint Peter Port, United Kingdom Aztec Group Full time

    **Reports to the Banking Operations - Senior Administrator** The purpose of this position is to support the Client Facing Teams and the Banking Operations Team (BOT) in completing business as usual banking activities whilst adhering to the Banking Relationships Framework. **Key responsibilities**: - Assist the BOT in supporting Client Facing Teams with...


  • St Peter Port, United Kingdom HSBC Full time

    HSBC is seeking a talented Senior Administrator to join its Private Banking team in the MENA region. As an Assistant Trust Manager, you will be responsible for managing a portfolio of trust structures and client relationships.Your key responsibilities will include managing client relationships, performing regular reviews of trust structures, and ensuring...


  • Saint Peter Port, United Kingdom Aztec Group Full time

    **Reports to Operations Manager - Client Onboarding** With a focus on driving excellent client service and understanding the needs of our clients, we are continually enhancing the onboarding approach. As a result, we are looking for an Onboarding Administrator to join the newly established Onboarding Centre of Excellence. The individual will be responsible...

  • Fund Administrator

    7 months ago


    Saint Peter Port, United Kingdom Aztec Group Full time

    %MCEPASTEBIN% **Reports to Client Relationship Manager** The purpose of this position is to carry out routine day-to-day administration of fund structures under the direction of a Client Relationship Manager. **Key responsibilities**: - Administer a complex range of funds, management companies and associated fund structures and liaise with clients and...


  • Saint Peter Port, United Kingdom Aztec Group Full time

    **Reports to Client Relationship Manager** The purpose of this position is to carry out routine day-to-day administration of fund structures under the direction of a Client Relationship Manager. **Key responsibilities**: - Administer a complex range of funds, management companies and associated fund structures and liaise with clients and intermediaries as...


  • Saint Peter Port, United Kingdom Aztec Group Full time

    **Reports to Client Relationship Manager** The purpose of this position is to carry out routine day-to-day administration of fund structures under the direction of a Client Relationship Manager. **Key responsibilities**: - Administer a complex range of funds, management companies and associated fund structures and liaise with clients and intermediaries as...


  • Saint Peter Port, United Kingdom Citco Full time

    **About Citco**: The market leader. The premier provider. The best in the business. At Citco, we’ve been the front-runner in our field since our incorporation in 1948 led to the evolution of the asset servicing sector itself. This pioneering spirit continues to guide us today as we innovate and expand, push beyond the boundaries of our industry, and shape...


  • St Peter Port, United Kingdom AP Group Ltd Full time

    Company OverviewWe are a reputable company providing financial services in several offices across Europe, specializing in Alternative Investment Solutions. Our team is constantly growing, and we need a skilled Senior Fund Administrator to join us.Job DescriptionThe Senior Fund Administrator will be responsible for all aspects of administration for one or...


  • Saint Peter Port, United Kingdom IQ-EQ Full time

    **Company Description** IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description** Responsibilities**: The Senior Officer, Funds KYC will support the Fund Administration...