Compliance Oversight Lead

Job Title: Compliance Oversight LeaderEstimated Salary: £80,000 - £100,000 per annumAbout the RoleWe are seeking a Compliance Oversight Leader to join our team at Compliance Professionals.The successful candidate will have experience in broking or prime broking, with a strong understanding of FCA rules and regulations. You will also have prior experience...

Job DescriptionAs a senior Head of Compliance Oversight at Compliance Professionals, you will be responsible for overseeing the management of global regulatory relationships and driving their implementation. This role involves advisory coverage of all business desks globally, ensuring that compliance requirements are met and risk is mitigated.The ideal...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

**Company Overview**Compliance Professionals is a leading electronic brokerage firm based in the City.Job Description:We are looking for a skilled Risk Oversight Coordinator to join our team based in London. As a Risk Oversight Coordinator, you will be responsible for assisting the Compliance department with its advisory role in the business by conducting...

Senior Leadership OpportunityWe are seeking a Regulatory Oversight Director to join our team at Compliance Professionals. This role will suit an individual with experience in Public Markets based in London.About the PositionThis is a senior leadership position that requires the successful candidate to oversee compliance with beneficial ownership and trade...

Hunter Bond is seeking a Compliance Oversight Director to lead the QA team through a huge transformation programme. As a key member of the organization, you will be responsible for overseeing the accuracy and effectiveness of KYC reviews, managing a team of quality assurance professionals, and implementing process improvements to mitigate compliance and...

They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...

They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...

Job Description: Compliance Risk DirectorWe are seeking an experienced Compliance Risk Director to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to lead our global compliance efforts and drive regulatory excellence.About the Role:Lead our global regulatory relationships and ensure compliance with all...

The Role: We are seeking a seasoned professional to lead our global compliance efforts as the Global Head of Compliance. As a key member of our leadership team, you will be responsible for managing regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Job: The successful candidate will have demonstrated...

Job Title: Compliance DirectorCompany Overview:We are seeking a seasoned Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage of all business desks globally, and overseeing the implementation of global regulatory...

Job DescriptionTHE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance...

We are seeking a highly skilled Head of Governance and Compliance to join our team at Compliance Professionals. As the Global Head of Compliance, you will be responsible for managing global regulatory relationships, advisory coverage of all business desks globally in conjunction with local Compliance Officers, and oversight of global regulatory developments...

Job OverviewWe are seeking an experienced Chief Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to lead our global compliance efforts and drive regulatory excellence.About the Role:Lead our global regulatory relationships and ensure compliance with all relevant regulations.Provide...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. THE RESPONSIBILITIES: Management of global regulatory relationships. Advisory coverage of all business desks globally in conjunction with the local Compliance Officers....

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. THE RESPONSIBILITIES: Management of global regulatory relationships. Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. ...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. THE RESPONSIBILITIES: Management of global regulatory relationships. Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. ...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight of...

About Our CompanyCitigroup Inc. is a global bank that serves corporates, institutional investors and governments from trading floors in almost 80 countries. We have a strong presence in the markets and offer a wide range of financial products and services.About the JobThe Compliance Oversight Lead will be responsible for ensuring that our Markets Trading and...

About the RoleThe Regulatory Oversight Manager will be responsible for ensuring our company's compliance with global regulatory requirements.Key Responsibilities:Develop and maintain relationships with regulatory bodies.Stay up-to-date on changing regulations and advise the management team accordingly.Ensure compliance with all relevant laws and...