Compliance Oversight Director

Senior Leadership OpportunityWe are seeking a Regulatory Oversight Director to join our team at Compliance Professionals. This role will suit an individual with experience in Public Markets based in London.About the PositionThis is a senior leadership position that requires the successful candidate to oversee compliance with beneficial ownership and trade...

Job Title: Compliance DirectorCompany Overview:We are seeking a seasoned Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage of all business desks globally, and overseeing the implementation of global regulatory...

Job DescriptionAs a senior Head of Compliance Oversight at Compliance Professionals, you will be responsible for overseeing the management of global regulatory relationships and driving their implementation. This role involves advisory coverage of all business desks globally, ensuring that compliance requirements are met and risk is mitigated.The ideal...

Compliance Professionals seeks a seasoned Regulatory Compliance Expert to join its team in London. Estimated salary is £60,000 - £80,000 per annum.About the RoleWe are looking for an experienced professional to drive compliance oversight through testing and monitoring programmes. You will identify areas for enhancements of systems and controls operated by...

We are seeking an experienced Compliance Oversight Director to join our team as the Head of Compliance, MLRO. This is a fantastic opportunity for someone who has experience in SMF16/17 or is ready to step up.Location: Central London (Hybrid 3 days onsite 2 days remote 9am -5pm)Estimated Salary: £65,000 per annum + company performance-based bonusAbout the...

Job OpportunityWe are seeking an experienced Compliance Oversight Director to join our team in the UKISA region. The successful candidate will be responsible for overseeing compliance with regulatory requirements and promoting positive customer outcomes.The ideal candidate will have a strong background in compliance oversight, with experience in conduct risk...

We are looking for a seasoned Director of Compliance Oversight to join our team at Standard Chartered Bank. As a key member of our governance and compliance function, you will be responsible for ensuring that our business activities are conducted in accordance with regulatory requirements and our company's policies and procedures.Job Overview:The ideal...

The Role: We are seeking a seasoned professional to lead our global compliance efforts as the Global Head of Compliance. As a key member of our leadership team, you will be responsible for managing regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Job: The successful candidate will have demonstrated...

Job OverviewWe are currently recruiting for a Compliance Oversight Director to join our team at Hays Senior Finance. The successful candidate will have a proven track record in compliance leadership roles within the cosmetics or consumer healthcare industry.In this role, you will be responsible for developing and implementing effective compliance strategies,...

Job Summary">We are seeking an experienced Compliance professional to join our team as a Global Head of Compliance. The successful candidate will be responsible for leading the management of global regulatory relationships, providing advisory coverage for all business desks worldwide, and overseeing global regulatory developments.">Key...

Job SummaryWe are seeking an experienced Compliance professional to join our team as Global Head of Compliance. This role offers a unique opportunity to lead our global Compliance function and shape our regulatory approach.**Key Responsibilities**Lead the development and implementation of our global Compliance strategy.Manage global regulatory relationships,...

Job OverviewWe are seeking a highly experienced Compliance VP to join our team at Compliance Professionals. This is an exciting opportunity for a seasoned professional with expertise in Public Markets compliance.The role will suit someone with at least 6 years' experience in in-house Compliance roles, preferably with public markets oversight. The ideal...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience. THE RESPONSIBILITIES: Management of global regulatory relationships. Advisory coverage of all business desks globally in conjunction with the local Compliance Officers....

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

**Company Overview**Compliance Professionals is a leading electronic brokerage firm based in the City.Job Description:We are looking for a skilled Risk Oversight Coordinator to join our team based in London. As a Risk Oversight Coordinator, you will be responsible for assisting the Compliance department with its advisory role in the business by conducting...

About the Role:We are seeking a skilled Regulatory Oversight Specialist to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection, with at least 10 years of experience in the compliance sector.Responsibilities:Ensure regulatory oversight and monitoring...

Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This role will be responsible for ensuring that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements...

About the OpportunityWe are seeking an experienced Executive Director of Compliance Oversight to join our team at Goldman Sachs. In this critical role, you will be responsible for overseeing our compliance programs and ensuring that they are effective in mitigating compliance risk.The ideal candidate will have a minimum of 6 years of experience as a...

About Us:We are a world-leading specialist broker, providing expert advice and support to clients across various sectors. Our team is dedicated to delivering exceptional service and building long-term relationships with our clients.Job Description:The Global Head of Compliance will play a critical role in leading our compliance function, ensuring we meet...