Risk and Compliance Director

3 days ago


London, Greater London, United Kingdom Compliance Professionals Full time
About the Role:

We are seeking a skilled Regulatory Oversight Specialist to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection, with at least 10 years of experience in the compliance sector.

Responsibilities:
  1. Ensure regulatory oversight and monitoring activities are aligned with FCA requirements.
  2. Develop and implement effective Compliance Monitoring Plans to ensure businesses' compliance with regulatory requirements.
  3. Provide expert guidance on regulatory matters, including FCA obligations and data protection.
  4. Collaborate with internal stakeholders to ensure effective risk management and mitigation strategies are in place.
  5. Stay up-to-date with relevant regulatory developments and ensure businesses are prepared for and able to comply with new requirements.
Requirements:
  • Minimum 10 years of experience in the compliance sector.
  • Strong understanding of the FCA handbook and data protection regulations.
  • Ability to develop and implement effective Compliance Monitoring Plans.
  • Excellent communication and interpersonal skills.
Salary:

£90,000 - £110,000 per annum.


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