Risk and Compliance Director
3 days ago
We are seeking a skilled Regulatory Oversight Specialist to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection, with at least 10 years of experience in the compliance sector.
Responsibilities:- Ensure regulatory oversight and monitoring activities are aligned with FCA requirements.
- Develop and implement effective Compliance Monitoring Plans to ensure businesses' compliance with regulatory requirements.
- Provide expert guidance on regulatory matters, including FCA obligations and data protection.
- Collaborate with internal stakeholders to ensure effective risk management and mitigation strategies are in place.
- Stay up-to-date with relevant regulatory developments and ensure businesses are prepared for and able to comply with new requirements.
- Minimum 10 years of experience in the compliance sector.
- Strong understanding of the FCA handbook and data protection regulations.
- Ability to develop and implement effective Compliance Monitoring Plans.
- Excellent communication and interpersonal skills.
£90,000 - £110,000 per annum.
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