Regulatory Compliance Specialist
4 weeks ago
A new opportunity has arisen to join the 2nd Line Compliance team at a growing Retail Bank.
The firm is looking for an individual with good knowledge of FCA regulations around Mortgages and Retail Banking to elevate their career.
Key responsibilities include:
- Carrying out thematic reviews to ensure compliance with regulatory requirements
- Horizon scanning to identify potential risks and opportunities
- Testing the customer journey to meet consumer duty obligations
- Carrying out risk-based monitoring assurance activity to ensure effective control environment
- Advising the business on regulatory changes to minimize impact on operations
- Contributing to the Annual Compliance Plan to align with regulatory expectations
- Providing management information and reports to senior stakeholders to inform decision-making
The company fosters a collaborative and innovative working environment that supports professional development.
We welcome applications from individuals from a diverse talent pool, particularly those from underrepresented groups.
In this role, you can expect a salary of approximately £60,000 per annum, depending on location and experience.
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