Regulatory Change Oversight Specialist EMEA
2 months ago
Northern Trust is a globally recognized, award-winning financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.
Role / DepartmentNorthern Trust Asset Management (NTAM) is a trillion-dollar investment management firm entrusted by investors worldwide to navigate changing market environments and achieve their long-term objectives.
Job SummaryWe are seeking a highly skilled Regulatory Change Oversight Specialist EMEA to support Senior Management in the day-to-day efforts related to 1LoD regulatory compliance with regulatory rules and policies. The successful candidate will have a thorough understanding of the financial services industry regulation and be well-versed in the interpretation of regulatory text and the formulation of regulatory policies and procedures.
Key Responsibilities- Facilitate and oversee the regulatory change implementation across the NTAM EMEA business, ensuring operational readiness and traceability to minimize regulatory risk and enable effective handover to BAU teams.
- Manage regulatory change implementation through project management techniques, coordinating with BAU/functional teams and ensuring adherence to the corporate regulatory change framework.
- Proactively oversee and maintain the NTAM regulatory change model, monitoring adherence to the corporate regulatory change framework and making recommendations on required changes by the business.
- Communicate with internal and external parties as needed, representing NTAM EMEA and legal entities at relevant internal regulatory forums and committees.
- Produce relevant metrics and reporting on the effectiveness of the regulatory environment in Asset Management, associated Boards, and legal entities.
- Anticipate project risks and escalate in a timely manner to drive decisions by project groups.
- Lead training and communications with partners to promote a robust risk and regulatory aware culture.
- A College/University degree or relevant professional qualification.
- At least 5 years of work experience in the investment management industry, with a demonstrated track record within regulatory change in mid-to-large investment management firms.
- Proficiency with investment products, change management methods, and report writing.
- Thorough understanding of the Investment Management industry and financial services.
- Project management techniques and process understanding.
- Excellent analytical skills, with the ability to identify problems, develop, and communicate strategic solutions.
- Compelling communicator with the ability to adjust communication style to audience need.
- Proven influencing and persuasion skills to successfully implement change and influence decision making with key stakeholders.
As a Northern Trust partner, you will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas. We encourage movement within the organization, have senior leaders who are accessible, and take pride in working for a company committed to assisting the communities we serve.
-
Regulatory Change Oversight Specialist EMEA
1 month ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern TrustNorthern Trust is a globally recognized, award-winning financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Role / DepartmentNorthern Trust Asset Management (NTAM) is a...
-
Regulatory Change Oversight Specialist EMEA
4 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern TrustNorthern Trust is a globally recognized, award-winning financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Role / DepartmentNorthern Trust Asset Management (NTAM) is a...
-
Regulatory Change Oversight Specialist EMEA
4 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern TrustNorthern Trust is a globally recognized, award-winning financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Role / DepartmentNorthern Trust Asset Management (NTAM) is a...
-
Regulatory Change Oversight Specialist EMEA
2 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern Trust:Northern Trust is a globally recognized, award-winning financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Role / DepartmentNorthern Trust Asset Management (NTAM) is a leading...
-
Regulatory Change Oversight Specialist EMEA
3 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern Trust:Northern Trust is a globally recognized financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Role / DepartmentNorthern Trust Asset Management (NTAM) is a leading investment...
-
Regulatory Change Specialist EMEA
2 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern Trust Asset ManagementNorthern Trust Asset Management, a globally recognized and award-winning investment management firm, is committed to delivering innovative financial solutions and guidance to its clients.With a rich history spanning over 130 years, Northern Trust Asset Management has established itself as a leading authority in the...
-
EMEA Regulatory Risk and Oversight Director
2 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern Trust: As a company, Northern Trust is committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions by staying true to its enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners,...
-
EMEA Oversight Manager
3 weeks ago
London, Greater London, United Kingdom Northern Trust Full timeAbout Northern Trust:Northern Trust is a globally recognized financial institution with a rich history dating back to 1889. We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity.The Role/DepartmentThe EMEA...
-
EMEA Regulatory Risk and Oversight Director
3 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern Trust:Northern Trust is a globally recognized financial institution with a rich history dating back to 1889. We are committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions.Our Asset Servicing division is a key area of focus, and we are seeking a highly skilled...
-
EMEA Regulatory Risk and Oversight Director
3 days ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern TrustNorthern Trust is a globally recognized, award-winning financial institution with over 130 years of experience. We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Job SummaryThe EMEA Regulatory Risk Program & Portfolio Manager will oversee the portfolio of...
-
EMEA Regulatory Risk and Oversight Manager
4 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Job SummaryWe are seeking an experienced EMEA Regulatory Risk and Oversight...
-
EMEA Regulatory Risk and Oversight Manager
4 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Job SummaryWe are seeking an experienced EMEA Regulatory Risk and Oversight...
-
EMEA Regulatory Risk and Oversight Manager
4 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Job SummaryWe are seeking an experienced EMEA Regulatory Risk and Oversight...
-
EMEA Regulatory Risk and Oversight Manager
4 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Job SummaryWe are seeking an experienced EMEA Regulatory Risk and Oversight...
-
EMEA Regulatory Risk and Oversight Manager
1 month ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Job SummaryWe are seeking an experienced EMEA Regulatory Risk and Oversight...
-
EMEA Regulatory Risk and Oversight Manager
3 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern Trust:Northern Trust is a leading financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.We are proud to offer a collaborative and inclusive work environment where our employees can grow...
-
GFS EMEA AML Regulatory Oversight Manager
3 weeks ago
London, Greater London, United Kingdom Northern Trust Full timeAbout Northern TrustNorthern Trust is a globally recognized, award-winning financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.We are proud to offer a leadership role within our GFS Risk &...
-
Regulatory Compliance Specialist EMEA
3 days ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern Trust:Northern Trust is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and...
-
EMEA Asset Servicing COO Oversight Manager
4 weeks ago
London, Greater London, United Kingdom Northern Trust Full timeAbout Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial services and guidance.The RoleThe EMEA Asset Servicing COO Oversight Manager will play a...
-
EMEA Asset Servicing COO Oversight Manager
4 weeks ago
London, Greater London, United Kingdom Northern Trust Full timeAbout Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial services and guidance.The RoleThe EMEA Asset Servicing COO Oversight Manager will play a...
