Compliance Support Specialist

2 days ago


Wolverhampton, Wolverhampton, United Kingdom Retaind Full time
Compliance Support Specialist

We require an experienced Compliance Support Specialist to support our Practice at Retaind. The successful candidate will collaborate closely with our administration and paraplanning function to ensure seamless delivery of business processes.

The key responsibilities of this role include:

  • Liaising with administrators and paraplanners to meet business process needs;
  • Preparing detailed reports that adhere to compliance regulations;
  • Providing post-meeting Outcomes and Service Level (OSLs) for clients, updating client records on Salesforce, and completing related tasks;
  • Procuring quotes, illustrations, and product details for informed comparisons;
  • Maintaining knowledge of updated templates and advice notes;
  • Sharing expertise with colleagues to enhance team capabilities;

This is a chance to join a forward-thinking organization and contribute to its success. Estimated Salary: £28,500 - £34,000 per annum (based on experience).



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