Financial Regulatory Advisor

Job DescriptionThis is an exciting opportunity for a Financial Regulatory Advisor to join our team in London. As part of our Markets Advisory Compliance (MARK/ADV) division, you will work closely with our SGCIB MARK business lines to provide compliance, regulatory, and reputational risk advisory services.You will be responsible for maintaining a detailed...

We are looking for an experienced Financial Services Regulatory Advisor to join our team at Willow Resourcing Limited.This is a unique opportunity to work with a leading FinTech company and contribute to the development of our investment products.As a Financial Services Regulatory Advisor, you will be responsible for:Advising on new investment product...

Job OverviewWe are part of the Ant Group, a fast-growing payment and technology business in EMEA. As a Financial Regulatory Advisor, you will be working closely with our dynamic legal team in London to provide high-quality regulatory advice on products and features being developed and launched by UK and EEA e-money/payment institutions.This is an exciting...

Join Our TeamWe are looking for experienced mortgage advisors to join our team at Online Mortgage Advisor. As a Senior Financial Advisor, you will be responsible for providing high-quality mortgage advice to clients across the UK.Estimated Salary: £45,000 - £65,000 per annum (dependent on experience and qualifications)Company OverviewWe are a...

Senior Medical AdvisorJoin us as a Senior Medical Advisor at the Medicines and Healthcare Products Regulatory Agency. You will work closely with a wide range of highly skilled professionals who are senior and well-regarded in their respective fields to provide expertise in neurology and dementia.About Our TeamOur team works tirelessly to enhance and improve...

Job DescriptionWe are recruiting for a Level 4 Diploma qualified Regulatory Compliance Lead to join our T&C function at Synchronicity Financial Services. This role is responsible for the supervision of financial advisors and contributing to the progressive development of talent across the firm.About the RoleThis is an exciting opportunity for a seasoned...

Bloomberg's Regulatory Advisor - Financial Markets is responsible for providing advisory compliance guidance on all applicable FCA rules for 'service companies'. This role is based in London and offers a unique chance to support a broad and varied compliance program for Bloomberg entities authorized by the FCA as 'service companies'.About the RoleYou will...

We are seeking a talented Financial Regulatory Advisor to join our team at Coopman Search and Selection. In this role, you will be responsible for providing guidance on US regulatory matters, ensuring adherence to applicable requirements, and managing the US/UK periodic regulatory filing framework.The successful candidate will have prior experience in...

About This RoleWe are seeking an experienced self-employed mortgage advisor to join our team. As a financial channel advisor, you will be responsible for providing high-quality advice to our clients, managing referrals, and developing strong relationships with our partners.Responsibilities:Providing expert mortgage advice to clients, utilizing our...

Job OpportunityWe are seeking a skilled Financial Regulatory Advisor to join our team at Law Absolute. The ideal candidate will have experience in business development and financial regulations, with a strong understanding of the global law firm's practices.The successful candidate will be responsible for supporting the London practice, assisting partners...

Key ResponsibilitiesThe Senior Financial Regulatory Advisor will be responsible for providing compliance advice, oversight, and training in respect of Janus Henderson Investors EMEA distribution related activities. This includes:Providing Compliance Advice: Ensure the distribution business complies with all relevant rules and regulations.Reviewing Financial...

We are looking for a highly skilled Financial Services Regulatory Advisor to join our team at Molten Ventures plc. In this role, you will work closely with all areas of our business to provide general compliance advice, support the development of new products, and execute compliance processes and controls.You will take a leading role in priority business and...

**Job Description:**We are seeking an experienced Compliance and Regulatory Advisor to join our team at Robert Walters UK. The successful candidate will be responsible for ensuring that our regulatory requirements are met and maintained.The ideal candidate will have a strong understanding of compliance and risk management principles, with experience in...

About the RoleWe are seeking an experienced Financial Markets Regulatory Advisor to join our team at SGS Société Générale de Surveillance SA. The successful candidate will be responsible for providing regulatory advice on new products and participating in New Product Committees, maintaining relationships and open communication with business lines and...

About the RoleWe are seeking a skilled Financial Services Regulatory Advisor to join our team at SGS Société Générale de Surveillance SA.Your primary responsibility will be to provide regulatory advisory services to our Markets business lines, ensuring compliance with relevant regulations and laws. This includes providing guidance on regulatory...

At Eximius Law, we are seeking a highly skilled Senior Financial Regulatory Advisor to join our team on an interim basis.The role will involve conducting legal research, horizon scanning, working on legal policies, ESG and fraud prevention work. The successful candidate will have a minimum 2-3 years previous experience, ideally in a law firm.We estimate the...

Senior Financial Services Regulatory Advisor OpportunityWe are seeking a senior financial services regulatory advisor to join our Big 4 legal team in London. As a senior advisor, you will be responsible for advising clients on complex financial services regulations and ensuring compliance with relevant laws and regulations.The ideal candidate will possess a...

About the RoleWe are seeking an experienced Financial Crime Compliance Director to join our team at SMBC. As a trusted partner for the long term, we aim to grow you professionally and personally.Be curious, expand your network, and explore how your skills and knowledge can transfer into different roles and areas of SMBC. Find the resources and support...

Willow Resourcing Limited is looking for a Financial Services Regulatory Advisor to join its Risk & Compliance function. This is a fantastic opportunity to utilize your Compliance expertise in a dynamic and innovative company.As a key member of the team, you'll be responsible for advising on new investment product development and monitoring existing products...

Join our client's dynamic and supportive team as a Regulatory Reporting Expert. As a Finance Manager, you will play a key role in managing regulatory reporting for a niche business line, supporting the monthly financial and statutory reporting.You will be responsible for preparing monthly financial reports for business leaders, analysing financial data, and...