Regulatory Advisor

3 weeks ago


London, Greater London, United Kingdom Bloomberg Full time

Bloomberg's Regulatory Advisor - Financial Markets is responsible for providing advisory compliance guidance on all applicable FCA rules for 'service companies'. This role is based in London and offers a unique chance to support a broad and varied compliance program for Bloomberg entities authorized by the FCA as 'service companies'.

About the Role

You will work in the EMEA advisory compliance advisory team, providing guidance on applicable FCA rules and supporting electronic trading solutions provided by Bloomberg to buy and sell side clients across multiple asset classes and systems. The ideal candidate will have experience in financial markets and regulation, probably within Compliance at a regulated firm.

Key Skills and Qualifications
  1. Experience in financial markets and regulation.
  2. Familiarity with electronic trading activities/services, and associated FCA and EU regulatory expectations.
  3. Good knowledge of the UK regulatory framework.
  4. Practical understanding of one or more of the following asset classes: equities, fixed income, currencies, commodities.

The estimated salary for this role is £65,000-£85,000 per annum, depending on experience.



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