Financial Services Regulatory Advisor
2 days ago
Willow Resourcing Limited is looking for a Financial Services Regulatory Advisor to join its Risk & Compliance function. This is a fantastic opportunity to utilize your Compliance expertise in a dynamic and innovative company.
As a key member of the team, you'll be responsible for advising on new investment product development and monitoring existing products to ensure compliance with UK regulatory requirements. You'll work closely with colleagues to ensure the firm delivers good customer outcomes and maintains its excellent reputation.
Your extensive experience in Compliance, specifically in funds and investment products, will serve as a solid foundation for this role. You'll leverage your in-depth knowledge of UK regulations, such as MiFID, MAR, and UCITS, to provide guidance and support to the team.
A strong communicator with exceptional stakeholder management skills, you'll effectively collaborate with internal and external partners to drive compliance and accuracy. Your ability to undertake periodic reviews of the firm's investment product portfolio and processes will contribute significantly to their improvement.
As a valued member of the team, you'll enjoy a competitive salary range of £72,000 - £82,000 per annum, plus shares and benefits, demonstrating the company's dedication to recognizing and rewarding its employees' hard work and expertise.
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Senior Financial Services Regulatory Advisor
4 weeks ago
London, Greater London, United Kingdom IDEX Consulting Ltd Full timeThrive in a dynamic and fast-paced environment as a Senior Financial Services Regulatory Advisor at IDEX Consulting Ltd, advising on complex financial services regulations with a strong track record in the London market.This highly motivated 3-6 PQE lawyer will play a key role in advising clients on a wide range of financial services regulatory...
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Financial Services Regulatory Advisor
2 days ago
London, Greater London, United Kingdom Robert Walters UK Full time**Job Description:**We are seeking an experienced Compliance and Regulatory Advisor to join our team at Robert Walters UK. The successful candidate will be responsible for ensuring that our regulatory requirements are met and maintained.The ideal candidate will have a strong understanding of compliance and risk management principles, with experience in...
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Financial Services Advisor
4 weeks ago
London, Greater London, United Kingdom P10 Financial Group Full timeRole OverviewWe are seeking an experienced Financial Services Advisor to join our dynamic team at P10 Financial Group in London. The ideal candidate will have a strong background in accounting and financial services, with excellent communication skills and the ability to work closely with clients and colleagues.The role offers a competitive salary of...
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Financial Regulatory Advisor
3 weeks ago
London, Greater London, United Kingdom Schroders Full timeAbout SchrodersWe're a global investment manager dedicated to helping our clients prosper. Our purpose is to provide excellent investment performance through active management. Diversity of thought, facilitated by an inclusive culture, will allow us to make better decisions and achieve our purpose.Job DescriptionWe're looking for a Financial Regulatory...
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Financial Services Regulatory Expert
4 weeks ago
London, Greater London, United Kingdom IDEX Consulting Ltd Full timeAbout IDEX Consulting Ltd, we seek a highly motivated Senior Financial Regulation Advisor to join our dynamic team in London. As a key member of our Big 4 legal team, you will play a pivotal role in advising clients on a wide range of financial services regulatory matters.We are looking for an exceptional professional with a proven track record of advising...
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Regulatory Agency Advisor
2 days ago
London, Greater London, United Kingdom Medicines and Healthcare Products Regulatory Agency Full timeSenior Medical AdvisorJoin us as a Senior Medical Advisor at the Medicines and Healthcare Products Regulatory Agency. You will work closely with a wide range of highly skilled professionals who are senior and well-regarded in their respective fields to provide expertise in neurology and dementia.About Our TeamOur team works tirelessly to enhance and improve...
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Director of Regulatory Financial Services
3 weeks ago
London, Greater London, United Kingdom KPMG Full timeAbout the JobKPMG is currently seeking a highly skilled Director of Regulatory Financial Services to join our team. This role presents an exceptional opportunity to work with our clients, providing expert advice on regulatory finance matters and helping them navigate complex market conditions.The Director will lead client engagements on both public and...
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Senior Compliance Officer
1 month ago
London, Greater London, United Kingdom financial-advisor Full timeOverviewSMBR seeks a trusted partner for long-term growth in financial advisory. As a Senior Compliance Officer, you will play a key role in providing advice and guidance on financial crime compliance, managing service provision, and supporting the development of regional strategies.
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Regulatory Advisor to Financial Institutions
4 weeks ago
London, Greater London, United Kingdom Gresham Hunt Full timeAbout the RoleGresham Hunt is seeking an experienced Regulatory Advisor to join our team in London. As an Advisory Compliance Officer, you will play a key role in providing compliance advice to senior business stakeholders and supporting the company's regulatory obligations.Job SummaryThis is an exciting opportunity for a seasoned compliance professional to...
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Senior Regulatory Advisor
4 weeks ago
London, Greater London, United Kingdom IDEX Consulting Full timeAt IDEX Consulting, we are seeking a highly skilled Senior Regulatory Advisor to join our team. As a key member of our financial services practice, you will advise clients on complex financial services regulations in a fast-paced environment.We offer a competitive salary and benefits package, which includes an estimated annual salary of £80,000 - £110,000...
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Financial Services Regulatory Advisor
2 days ago
London, Greater London, United Kingdom Evelyn Partners Fund Solutions Limited Full timeEvelyn Partners Fund Solutions Limited is a dynamic and innovative company that prioritises audit quality and encourages best practice sharing and teamwork.We offer an extensive range of financial and professional services to individuals, family trusts, professional intermediaries, charities, and businesses. Our company has a strong focus on compliance and...
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Financial Crime Compliance Director
4 weeks ago
London, Greater London, United Kingdom financial-advisor Full timeAbout the RoleWe are seeking an experienced Financial Crime Compliance Director to join our team at SMBC. As a trusted partner for the long term, we aim to grow you professionally and personally.Be curious, expand your network, and explore how your skills and knowledge can transfer into different roles and areas of SMBC. Find the resources and support...
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Senior Financial Services Regulatory Advisor
4 weeks ago
London, Greater London, United Kingdom Lipson Lloyd-Jones Full timeAbout Lipson Lloyd-JonesLipson Lloyd-Jones is a global law firm.Job SummaryWe are seeking a highly skilled Professional Support Lawyer to join our esteemed Financial Services Regulatory team. As a key member of the team, you will be responsible for providing expert advice on financial services law and regulation to our clients, including banks, investment...
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Trainee Financial Advisor Opportunity
4 weeks ago
London, Greater London, United Kingdom Salisbury Financial Services Full timeWe are an equal opportunities employer promoting diversity and inclusivity. Our interview selection process is free from discrimination, and we welcome applications from individuals who share our values.We are seeking a Trainee Financial Advisor to join our team in Gerrards Cross. As an administrator, you will be responsible for providing support to our...
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Financial Services Compliance Advisor
2 days ago
London, Greater London, United Kingdom Northern Trust Corp Full timeJob TitleFinancial Services Compliance AdvisorCompany OverviewNorthern Trust, a leading global financial institution, has been serving the world's most sophisticated clients for over 130 years. With a commitment to service, expertise, and integrity, we provide innovative financial services and guidance to individuals, families, and institutions.Job...
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Customer Service Advisor
2 days ago
London, Greater London, United Kingdom Acorn insurance & Financial Services LTD Full timeWe are seeking a Customer Service Advisor to join our team at Acorn insurance & Financial Services LTD.As a Customer Service Advisor, you will be responsible for providing excellent customer service and support to our clients. Your exceptional communication skills and ability to work well under pressure will be essential in this role.This is a full-time...
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Regulatory Affairs Specialist
5 days ago
London, Greater London, United Kingdom Fire Financial Services Limited Full timeRegulatory Affairs Specialist Job Summary:We are seeking an experienced Regulatory Affairs Specialist to join our team at Fire Financial Services Limited.This role will involve working closely with the Risk and Compliance Officer for our Irish company, servicing our UK customers and maintaining primary control functions for the company.The estimated salary...
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Financial Regulatory Advisor
2 days ago
London, Greater London, United Kingdom Oaktree Capital Management Full timeJob SummaryWe are seeking a skilled Compliance Specialist to join our team in London. This role will assist in managing responsibilities associated with Oaktree's UK regulated entities, including overseeing regulatory functions and working closely with the global Compliance team.The ideal candidate will have 4-6 years of compliance experience, preferably...
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Financial Services Professional
4 weeks ago
London, Greater London, United Kingdom Salisbury Financial Services Full timeWe are seeking a mature and professional-minded individual to provide administrative support to our advisory and technical team.This full-time role is based in Gerrards Cross, where you will work closely with colleagues and high-net-worth clients. You will be responsible for data entry, record keeping, and obtaining illustrations, key features documentation,...
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Commercial Regulatory Advisor
2 weeks ago
London, Greater London, United Kingdom Pembury Legal Full timeWe are seeking a Commercial Regulatory Advisor to join our Funds Regulatory team. As a highly respected Financial Services Regulatory lawyer, you will have the opportunity to establish and lead a knowledge function within our thriving team.The successful candidate will work with industry-leading lawyers on high-profile projects for top private fund sponsors....