Financial Services Regulatory Advisor

3 days ago


London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time
About the Role

We are seeking a skilled Financial Services Regulatory Advisor to join our team at SGS Société Générale de Surveillance SA.

Your primary responsibility will be to provide regulatory advisory services to our Markets business lines, ensuring compliance with relevant regulations and laws. This includes providing guidance on regulatory requirements, conducting risk assessments, and implementing control measures to mitigate potential risks.

The ideal candidate will have a strong understanding of financial regulations, including MiFID 2, MAR, FCA, PRA, and FX Global Code. They will also possess excellent communication and interpersonal skills, with the ability to work effectively with cross-functional teams.

This is a fantastic opportunity for a motivated and detail-oriented individual to make a meaningful contribution to our organization's success.

Key Responsibilities
  • Provide regulatory advisory services to our Markets business lines.
  • Conduct risk assessments and implement control measures to mitigate potential risks.
  • Stay up-to-date with changes in financial regulations and advise the business accordingly.
  • Develop and maintain relationships with key stakeholders, including regulators and internal teams.

What You'll Need

  • Strong understanding of financial regulations, including MiFID 2, MAR, FCA, PRA, and FX Global Code.
  • Excellent communication and interpersonal skills.
  • Ability to work effectively with cross-functional teams.
  • Strong analytical and problem-solving skills.
  • Detail-oriented and organized with a high level of accuracy.

Benefits

  • Competitive salary: £60,000 - £80,000 per annum.
  • Opportunities for career growth and professional development.
  • A dynamic and supportive work environment.


  • London, Greater London, United Kingdom Willow Resourcing Limited Full time

    We are looking for an experienced Financial Services Regulatory Advisor to join our team at Willow Resourcing Limited.This is a unique opportunity to work with a leading FinTech company and contribute to the development of our investment products.As a Financial Services Regulatory Advisor, you will be responsible for:Advising on new investment product...


  • London, Greater London, United Kingdom Synchronicity Financial Services Full time

    Job DescriptionWe are recruiting for a Level 4 Diploma qualified Regulatory Compliance Lead to join our T&C function at Synchronicity Financial Services. This role is responsible for the supervision of financial advisors and contributing to the progressive development of talent across the firm.About the RoleThis is an exciting opportunity for a seasoned...


  • London, Greater London, United Kingdom Molten Ventures plc Full time

    We are looking for a highly skilled Financial Services Regulatory Advisor to join our team at Molten Ventures plc. In this role, you will work closely with all areas of our business to provide general compliance advice, support the development of new products, and execute compliance processes and controls.You will take a leading role in priority business and...


  • London, Greater London, United Kingdom Robert Walters UK Full time

    **Job Description:**We are seeking an experienced Compliance and Regulatory Advisor to join our team at Robert Walters UK. The successful candidate will be responsible for ensuring that our regulatory requirements are met and maintained.The ideal candidate will have a strong understanding of compliance and risk management principles, with experience in...


  • London, Greater London, United Kingdom IDEX Consulting Ltd Full time

    Senior Financial Services Regulatory Advisor OpportunityWe are seeking a senior financial services regulatory advisor to join our Big 4 legal team in London. As a senior advisor, you will be responsible for advising clients on complex financial services regulations and ensuring compliance with relevant laws and regulations.The ideal candidate will possess a...


  • London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

    Job DescriptionThis is an exciting opportunity for a Financial Regulatory Advisor to join our team in London. As part of our Markets Advisory Compliance (MARK/ADV) division, you will work closely with our SGCIB MARK business lines to provide compliance, regulatory, and reputational risk advisory services.You will be responsible for maintaining a detailed...


  • London, Greater London, United Kingdom Willow Resourcing Limited Full time

    Willow Resourcing Limited is looking for a Financial Services Regulatory Advisor to join its Risk & Compliance function. This is a fantastic opportunity to utilize your Compliance expertise in a dynamic and innovative company.As a key member of the team, you'll be responsible for advising on new investment product development and monitoring existing products...


  • London, Greater London, United Kingdom Ant Group Full time

    Job OverviewWe are part of the Ant Group, a fast-growing payment and technology business in EMEA. As a Financial Regulatory Advisor, you will be working closely with our dynamic legal team in London to provide high-quality regulatory advice on products and features being developed and launched by UK and EEA e-money/payment institutions.This is an exciting...


  • London, Greater London, United Kingdom Online Mortgage Advisor Full time

    Join Our TeamWe are looking for experienced mortgage advisors to join our team at Online Mortgage Advisor. As a Senior Financial Advisor, you will be responsible for providing high-quality mortgage advice to clients across the UK.Estimated Salary: £45,000 - £65,000 per annum (dependent on experience and qualifications)Company OverviewWe are a...


  • London, Greater London, United Kingdom Bruin Financial Full time

    Join our client's dynamic and supportive team as a Regulatory Reporting Expert. As a Finance Manager, you will play a key role in managing regulatory reporting for a niche business line, supporting the monthly financial and statutory reporting.You will be responsible for preparing monthly financial reports for business leaders, analysing financial data, and...


  • London, Greater London, United Kingdom IDEX Consulting Ltd Full time

    About IDEX Consulting Ltd, we seek a highly motivated Senior Financial Regulation Advisor to join our dynamic team in London. As a key member of our Big 4 legal team, you will play a pivotal role in advising clients on a wide range of financial services regulatory matters.We are looking for an exceptional professional with a proven track record of advising...


  • London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

    Financial Services Compliance Officer, Regulatory AdvisorWe are looking for a skilled Financial Services Compliance Officer, Regulatory Advisor to join our team in London. As a key member of our compliance function, you will play a critical role in advising our business lines on regulatory matters and ensuring that we meet all relevant compliance...


  • London, Greater London, United Kingdom IDEX Consulting Ltd Full time

    Lead Financial Services Regulatory Advisor Opportunity - LondonWe are seeking a highly experienced financial services regulatory lawyer to join our dynamic team in London. As a leading advisor on complex financial services regulations, you will play a key role in advising clients on a wide range of matters, including prudential regulation, conduct of...

  • Regulatory Advisor

    3 days ago


    London, Greater London, United Kingdom Bloomberg Full time

    Bloomberg's Regulatory Advisor - Financial Markets is responsible for providing advisory compliance guidance on all applicable FCA rules for 'service companies'. This role is based in London and offers a unique chance to support a broad and varied compliance program for Bloomberg entities authorized by the FCA as 'service companies'.About the RoleYou will...

  • Regulatory Lawyer

    2 weeks ago


    London, Greater London, United Kingdom IDEX Consulting Ltd Full time

    Senior Financial Law Advisor Required for Big 4 Legal Team in LondonKey Responsibilities:You will play a key role in advising clients on a wide range of financial services regulatory matters, including:Prudential regulation and conduct of business rulesAnti-money laundering (AML) and financial crimeRequirements:A proven track record of advising clients on...


  • London, Greater London, United Kingdom Quilter Financial Planning Full time

    Are you looking for a challenging and rewarding career as a Financial Services Advisor? Quilter Financial Planning has an exciting opportunity for a self-employed advisor to join our team at Mortgage Theory Ltd.This company prioritises flexible working, providing staff with the option to work from home. As a result, we are seeking an experienced individual...


  • London, Greater London, United Kingdom Medicines and Healthcare Products Regulatory Agency Full time

    Senior Medical AdvisorJoin us as a Senior Medical Advisor at the Medicines and Healthcare Products Regulatory Agency. You will work closely with a wide range of highly skilled professionals who are senior and well-regarded in their respective fields to provide expertise in neurology and dementia.About Our TeamOur team works tirelessly to enhance and improve...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid) Full time

    Expert Regulatory AdvisorJoin our team as an Expert Regulatory Advisor in London and contribute your expertise in FinTech, payments, e-money, or digital asset regulation to drive business success and ensure regulatory compliance.About the RoleThis position requires a qualified UK lawyer with at least 5 years PQE experience in the relevant fields. You will be...


  • London, Greater London, United Kingdom Redstone Search Group Full time

    Job Description:We are seeking an experienced Financial Regulatory Lawyer to join our client's elite US law firm, working alongside a top-tier European financial services regulatory practice. The successful candidate will have 3-6 years of post-qualification experience and a strong background in financial regulation, with expertise in non-contentious...


  • London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full time

    We are seeking a talented Financial Regulatory Advisor to join our team at Coopman Search and Selection. In this role, you will be responsible for providing guidance on US regulatory matters, ensuring adherence to applicable requirements, and managing the US/UK periodic regulatory filing framework.The successful candidate will have prior experience in...