Financial Services Compliance Officer, Regulatory Advisor

3 days ago


London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

Financial Services Compliance Officer, Regulatory Advisor

We are looking for a skilled Financial Services Compliance Officer, Regulatory Advisor to join our team in London. As a key member of our compliance function, you will play a critical role in advising our business lines on regulatory matters and ensuring that we meet all relevant compliance requirements.

Salary Range

The estimated salary for this role is £70,000 - £100,000 per annum, depending on experience.

Job Description

Your primary responsibility will be to advise our business lines on regulatory matters and ensure that we meet all relevant compliance requirements. This will involve staying up-to-date with changing regulatory requirements, providing guidance to our business stakeholders, and developing and implementing effective compliance solutions.

Key Responsibilities

Advise business lines on regulatory matters and ensure compliance with regulatory requirementsStay up-to-date with changing regulatory requirements and provide guidance to business stakeholdersDevelop and implement effective compliance solutions to mitigate riskCollaborate with business stakeholders to ensure compliance with regulatory requirementsDevelop and maintain relationships with key stakeholders, including regulators and industry associations

Required Skills and Qualifications

To be successful in this role, you will need:

Broad knowledge of financial services regulation and compliance rulesStrong analytical and problem-solving skillsExcellent communication and interpersonal skillsAbility to work independently and as part of a teamHigh level of integrity and professionalism

Benefits

In addition to a competitive salary, we offer a range of benefits including:

Pension schemeHealth insuranceAnnual leaveFlexible working arrangementsProfessional development opportunities

Why Work for Us

At Société Générale, we value our employees and offer a supportive and inclusive work environment. We believe in investing in our people and providing them with opportunities to grow and develop their careers. If you are passionate about compliance and want to work for a leading financial institution, then this is an excellent opportunity for you.



  • London, Greater London, United Kingdom Synchronicity Financial Services Full time

    Job DescriptionWe are recruiting for a Level 4 Diploma qualified Regulatory Compliance Lead to join our T&C function at Synchronicity Financial Services. This role is responsible for the supervision of financial advisors and contributing to the progressive development of talent across the firm.About the RoleThis is an exciting opportunity for a seasoned...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title:Regulatory Compliance Officer Financial InstitutionJob Description:We are seeking a highly motivated Regulatory Compliance Officer to join our team at Compliance Professionals. The successful candidate will work closely with the senior management team to ensure that our financial institution maintains the highest standards of compliance and...


  • London, Greater London, United Kingdom Willow Resourcing Limited Full time

    We are looking for an experienced Financial Services Regulatory Advisor to join our team at Willow Resourcing Limited.This is a unique opportunity to work with a leading FinTech company and contribute to the development of our investment products.As a Financial Services Regulatory Advisor, you will be responsible for:Advising on new investment product...


  • London, Greater London, United Kingdom The Hartford Financial Services Group, Inc. Full time

    We are seeking a highly skilled Regulatory Compliance Officer to join our team at The Hartford Financial Services Group, Inc. In this role, you will play a crucial part in ensuring that our company meets all regulatory requirements.About the RoleThe successful candidate will be responsible for completion of all aspects of external financial reporting for the...

  • Compliance Officer

    1 week ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionThe role of a Compliance & Money Laundering Reporting Officer at Compliance Professionals is to oversee and maintain the company's compliance framework, ensuring that all regulatory requirements are met. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.This position...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are looking for a Financial Regulatory Compliance Officer to join our AJ FOX COMPLIANCE team in London. The ideal candidate will have experience in law firm risk and compliance, with a solid understanding of anti-money laundering (AML) and counter-terrorist financing.The successful candidate will be responsible for conducting customer due diligence (CDD)...


  • London, Greater London, United Kingdom eFinancialCareers Full time

    We are looking for a highly experienced Financial Services Compliance Officer to join our team as a Commercial Compliance Advisor. This is a 6 month contract position with a salary of £80,000 - £100,000 per annum.About the OpportunityIn this role, you will be responsible for supporting the business in managing regulatory risk, performing...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team at Compliance Professionals. As a member of our compliance department, you will play a critical role in ensuring that our company maintains its high standards of compliance and regulatory adherence.The ideal candidate will have a deep understanding of...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly experienced Compliance Officer Lead to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection, with at least 10 years of experience in the compliance sector.Key Responsibilities:Ensure that companies have the correct...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Financial Conduct Authority AdvisorEstimated Salary: £65,000 - £85,000 per annum.About the Role:We are seeking a highly experienced Financial Conduct Authority Advisor to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for providing advice on regulatory matters related to our...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals.About the RoleThis is an excellent opportunity for a seasoned compliance professional to take on a key role in ensuring that our marketing and distribution activities are compliant with regulatory requirements.Key ResponsibilitiesReview and approve...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job OverviewAs a Compliance & Money Laundering Reporting Officer at Compliance Professionals, you will be responsible for overseeing and maintaining the company's compliance framework. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.The ideal candidate will have extensive knowledge of...


  • London, Greater London, United Kingdom Robert Walters UK Full time

    **Job Description:**We are seeking an experienced Compliance and Regulatory Advisor to join our team at Robert Walters UK. The successful candidate will be responsible for ensuring that our regulatory requirements are met and maintained.The ideal candidate will have a strong understanding of compliance and risk management principles, with experience in...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewWe are a global asset management firm with 30-40 offices worldwide. Our team is dedicated to providing top-notch services to our clients.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for reviewing and approving financial...


  • London, Greater London, United Kingdom Molten Ventures plc Full time

    We are looking for a highly skilled Financial Services Regulatory Advisor to join our team at Molten Ventures plc. In this role, you will work closely with all areas of our business to provide general compliance advice, support the development of new products, and execute compliance processes and controls.You will take a leading role in priority business and...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid) Full time

    Expert Regulatory AdvisorJoin our team as an Expert Regulatory Advisor in London and contribute your expertise in FinTech, payments, e-money, or digital asset regulation to drive business success and ensure regulatory compliance.About the RoleThis position requires a qualified UK lawyer with at least 5 years PQE experience in the relevant fields. You will be...

  • Compliance Officer

    1 week ago


    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is an innovative law firm seeking a dedicated Compliance Officer - Regulatory Expertise to join our forward-thinking team. As a key member of our compliance function, you'll play a vital role in ensuring our business operates within the bounds of relevant laws and regulations.We're looking for someone who is not only passionate about risk...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job OverviewThe role of a Compliance Monitoring Specialist is to ensure that our company remains in compliance with all relevant regulations and laws. This involves reviewing and maintaining systems, providing advice to the business on regulatory matters, and identifying and escalating current regulatory issues.About the RoleThis position requires experience...