Senior Financial Regulatory Advisor
3 weeks ago
The Senior Financial Regulatory Advisor will be responsible for providing compliance advice, oversight, and training in respect of Janus Henderson Investors EMEA distribution related activities. This includes:
- Providing Compliance Advice: Ensure the distribution business complies with all relevant rules and regulations.
- Reviewing Financial Promotions: Review ESG-related regulatory material and disclosures such as websites and periodic reports.
- MiFID II Inducements: Provide advice and oversight on MiFID II inducements, including approval of regional events.
- ESG Regulation: Provide Compliance advice and oversight in relation to relevant ESG requirements, for example SFDR, EU Taxonomy, TCFD, SDR.
Estimated Salary: $140,000 - $170,000 per annum, depending on location and experience.
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