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Senior Compliance Lead

1 month ago

London, Greater London, United Kingdom Utility Warehouse Full time
Compliance Leadership Role in Financial Services

We're seeking a seasoned Compliance professional to lead our Financial Services compliance function at Utility Warehouse.

As Head of Financial Services Compliance, you'll be responsible for developing and implementing our compliance strategy, ensuring we remain ahead of regulatory requirements.

You'll lead a small team, providing guidance and direction on compliance matters, and collaborate with our executive team to drive business growth while maintaining a strong compliance culture.

  • Develop and implement compliance strategy in line with our Financial Services goals
  • Lead a small compliance team, providing direction and professional development
  • Serve as senior advisor to executive team on FS compliance-related matters
  • Monitor and interpret new and existing financial services regulations, ensuring compliance
  • Develop and implement compliance framework, policies, and procedures
  • Identify and assess compliance risks associated with our activities
  • Conduct regular compliance risk assessments and audits
  • Design and deliver training programs to educate employees on compliance obligations
  • Establish and maintain effective compliance monitoring and reporting systems

In return, you'll enjoy a competitive salary, share options, hybrid working, and a range of benefits that support your well-being and career development.

At Utility Warehouse, we're committed to helping you grow and thrive in your role, while making a positive impact on our customers and the community.