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Compliance Director

2 months ago

London, Greater London, United Kingdom Compliance Professionals Full time

Compliance Manager Role

We are seeking a Compliance Manager to join our London business. The successful candidate will lead regulatory horizon scanning and provide risk-based analysis to guide the Bank's strategic decisions.

Key Responsibilities:

  1. Drive regulatory change projects and deliver clear progress reporting to senior management.
  2. Champion the bank's approach to Consumer Duty, providing constructive challenge and ensuring compliance.
  3. Coordinate compliance activities, support the CCO, and ensure clear communication of compliance objectives across the organization.
  4. Provide day-to-day compliance guidance to business units, develop relevant UK policies, and maintain compliance frameworks.
  5. Oversee compliance training, ensuring it is tailored to the Bank's UK operations and effectively monitored.
  6. Develop and deliver insightful compliance reporting to Executive and Board committees.
  7. Support the business in meeting regulatory requirements, including managing the Management Responsibilities Map (MRM) and contributing to AML and Fraud investigations.

Requirements:

  1. Extensive 2nd Line of Defence experience in retail and/or corporate banking compliance, with a deep understanding of relevant FCA and PRA rules.
  2. Strong background in policy and procedure writing, with a focus on best practice compliance and risk management frameworks.
  3. Expertise in payment services, merchant acquiring, commercial lending, retail deposit-taking, and consumer lending.