Regulatory Assistant

We are looking for a skilled Regulatory Affairs Specialist to support our client's compliance department in Horsham. As a Compliance Officer/Manager, you will review client files, identify breaches, and provide feedback to firms and individuals.This full-time permanent role offers a great opportunity to work with a leading company dealing with regulatory...

We are looking for a skilled AML Regulatory Specialist to join our team in Horsham, West Sussex. This role will involve undertaking file checks for the Network's AR firms, maintaining accurate records of findings and communicating them to the team within desired timescales.Key ResponsibilitiesSupport the Compliance team in administering the supervisory...

About EngineeringUKWe are a leading provider of regulatory solutions, committed to supporting financial advisers in meeting their compliance needs. Our mission is to deliver high-quality services that exceed our clients' expectations.Our CultureWe value diversity and inclusion, and strive to create a workplace culture that is welcoming and inclusive to all....

About UsSchroders Recruitment is an award-winning firm providing innovative solutions for the financial services industry. We're committed to excellence and customer satisfaction.Job DescriptionThis is a unique opportunity to join our team as a Quality and Risk Analyst. As a part-time, 4-day a week role, you'll be working closely with our compliance team to...

Job DescriptionWe are seeking a skilled Financial Controller Assistant to join our team at ENGINEERINGUK. As a key member of our finance department, you will be responsible for supporting the execution of monthly and quarterly Private Equity valuation processes.In this role, you will assist in collecting, recording, and analysing financial data from...

As a Portfolio Manager Assistant at Schroders in Horsham, you will play a pivotal role in ensuring timely and accurate set-up and maintenance of Transfer Agency (TA) Data.About the RoleWe are seeking an enthusiastic and dedicated individual to manage relationships with Custodians, organize review meetings, and ensure effective communication and...

EngineerUK is committed to excellence in custodian management. We are seeking a highly skilled Asset Management Expert to join our team in Horsham.The Role:Organizing Custodian Review Meetings: Prepare meeting minutes and management summaries to ensure effective communication and coordination.Managing Service Agreements: Ensure compliance with regulatory...

**About Us**We are EngineeringUK, a leading provider of innovative solutions in the financial services industry. Our award-winning technology and support services empower high-quality financial advisers to succeed in their businesses.**Your Role**You will be based at our state-of-the-art campus near Horsham in West Sussex, surrounded by picturesque...

Job Title:Compliance and Training Director About the Role:We are seeking a highly skilled Compliance and Training Director to join our team at Schroders Recruitment. As a key member of our compliance function, you will play a critical role in ensuring that our business operations are aligned with regulatory requirements and industry best practices.About...

Medication Administration Compliance RoleCare Outlook is seeking a skilled professional to join our team as a Medication Auditor. In this role, you will be responsible for reviewing and auditing medication administration records to ensure compliance with regulatory standards and company policies. Your experience with electronic medication management systems...

Job OverviewCare Outlook is seeking a highly organized and detail-oriented Medication Auditor to join our team. In this role, you will be responsible for ensuring that medication administration is in compliance with regulatory standards and company policies. The successful candidate will have experience with an electronic medication management system (ECM)...

We are looking for a highly skilled Transfer Agency Coordinator to join our team at EngineerUK's Horsham office. As a Custodian Services Specialist, you will be responsible for ensuring the smooth operation of Transfer Agency data.Key Responsibilities:Data Management: Set up and maintain Transfer Agency data, guaranteeing accuracy and timeliness.Meeting...

Job OverviewCare Outlook Ltd is seeking a meticulous and detail-oriented Medication Compliance Specialist to ensure medication administration compliance with regulatory standards and company policies.Key Responsibilities:Review and audit medication administration records to guarantee adherence to regulations and company guidelinesUtilize an electronic...

Job ResponsibilitiesWe are seeking a Junior Portfolio Manager to support the analysis of financial information from our private portfolio companies. In this role, you will be responsible for assisting in the month-end and quarter-end valuation processes, including the execution of internal controls and review and reconciliation of fund valuations.You will...

Role OverviewCare Outlook is seeking a highly organized and detail-oriented Medication Auditor to ensure that medication administration is in compliance with regulatory standards and company policies.The successful candidate will have experience with electronic medication management systems (ECMs) and a strong understanding of medication administration...

Schroders Recruitment is a leading player in the financial services industry, providing award-winning, proprietary solutions for financial advisers. We are seeking a highly skilled Compliance and Training Supervisor to join our team in West Sussex.About the OpportunityThis is an exciting opportunity to work with our team and contribute to the success of our...

Job Title: Compliance Officer - Investment SolutionsWe are seeking a highly skilled Compliance Officer to join our team at Schroders Recruitment. As a Compliance Officer, you will play a critical role in ensuring that our business operates within the required regulatory frameworks.About the Role:Assist the Compliance Director in providing a timely response...

About SchrodersAs a leading investment manager, we provide award-winning solutions covering regulatory, platform, and investment services. These services support advisers at every stage of their journey, from starting to growing a financial advice business.We offer technology and support services to high-quality financial advisers, helping them achieve their...

**Job Description:**We are looking for a skilled Financial Controller Specialist to join our team at ENGINEERINGUK. The successful candidate will be responsible for supporting the execution of internal controls and review and reconciliation of fund valuations as part of the month-end and quarter-end valuation processes.**Key Responsibilities:**Assist in the...

**Job Title:** Investment Performance CoordinatorWe are seeking a highly skilled Investment Performance Coordinator to join our team at ENGINEERINGUK. The successful candidate will be responsible for assisting in the analysis of financial information from our private portfolio companies and participating in the coordination and completion of external audits...