Compliance Director

6 days ago


Birmingham, Birmingham, United Kingdom Selby Jennings Full time

We are seeking a Compliance Director - Fund Distribution to join our team at Selby Jennings. As a key member of our compliance team, you will be responsible for identifying, assessing, and mitigating financial crime risks within the distribution process.

Key Responsibilities:

  • Oversight of fund distribution compliance, including distributor and platform on-boarding processes.
  • Risk management: review high-risk distributor and investor on-boarding processes for retail funds across European markets.
  • Regulatory oversight: ensure the firm's compliance with regulatory obligations as a Principal Distributor in the UK for EMEA fund ranges.
  • Stakeholder communication: communicate regulatory expectations clearly to internal and external stakeholders.

The successful candidate will have a proven track record in financial crime risk management, AML & ABC knowledge across UK & European markets, and strong interpersonal and communication skills.


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