Compliance Director
6 days ago
We are seeking a Compliance Director - Fund Distribution to join our team at Selby Jennings. As a key member of our compliance team, you will be responsible for identifying, assessing, and mitigating financial crime risks within the distribution process.
Key Responsibilities:
- Oversight of fund distribution compliance, including distributor and platform on-boarding processes.
- Risk management: review high-risk distributor and investor on-boarding processes for retail funds across European markets.
- Regulatory oversight: ensure the firm's compliance with regulatory obligations as a Principal Distributor in the UK for EMEA fund ranges.
- Stakeholder communication: communicate regulatory expectations clearly to internal and external stakeholders.
The successful candidate will have a proven track record in financial crime risk management, AML & ABC knowledge across UK & European markets, and strong interpersonal and communication skills.
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Business Director
3 weeks ago
Birmingham, Birmingham, United Kingdom Mayfair Compliance Group Full timeBusiness Development Manager Job RoleThe Business Development Manager is a key role within the Mayfair Compliance Group, responsible for driving business growth across the UK. This position requires an individual who can communicate effectively with existing and potential customers, identify new business opportunities, and develop strategies to capitalize on...
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Compliance Director
2 weeks ago
Birmingham, Birmingham, United Kingdom Willow Resourcing Limited Full timeJob OverviewWe are seeking an experienced Compliance Director to lead our regulatory affairs function and provide day-to-day Compliance advice to the Board.In this role, you will oversee the management and ongoing development of the Compliance Monitoring plan, undertake horizon scanning to ensure the business adapts to regulatory changes, and review the...
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Director of Compliance and Governance
2 weeks ago
Birmingham, Birmingham, United Kingdom Venn Group Full timeJob Title:Director of Compliance and GovernanceAbout the Role:Venn Group is seeking a highly experienced Director of Compliance and Governance to join our team on an interim basis. The successful candidate will be responsible for ensuring the council's properties are safe and compliant with relevant regulations.Key Responsibilities:Oversee compliance in...
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Regulatory Compliance Director
3 days ago
Birmingham, Birmingham, United Kingdom Niyaa People Ltd Full timeRole Description: We are seeking a Regulatory Compliance Director to join our team at Niyaa People Ltd. This is a permanent role based in the Birmingham area, covering the big 6 specialising in asbestos.As a Regulatory Compliance Director, you will be responsible for overseeing the compliance programme for our local authority clients and ensuring that all...
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Compliance Director
7 days ago
Birmingham, Birmingham, United Kingdom Clayton Legal - Legal Recruitment Specialists Full timeAt Clayton Legal - Legal Recruitment Specialists, we are seeking a highly skilled Compliance Director to join our team. In this role, you will play a crucial part in ensuring our firm remains compliant with all regulatory requirements, industry standards, and internal policies.The estimated salary for this position is £55,000 - £65,000 per annum, based on...
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Compliance Specialist Director
6 days ago
Birmingham, Birmingham, United Kingdom The Health & Safety Partnership Full timeCompliance Specialist DirectorAbout the RoleWe are seeking an experienced Compliance Specialist Director to join our team at The Health & Safety Partnership. As a key member of our risk management consultancy, you will provide strategic guidance and problem-solving expertise to clients across various sectors.Key ResponsibilitiesLead and deliver comprehensive...
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Compliance Assurance Director
1 month ago
Birmingham, Birmingham, United Kingdom CBRE Full timeAbout the JobWe are seeking an experienced Compliance Assurance Director to lead our compliance team and ensure that all operations are conducted in accordance with relevant laws and regulations.As a key member of our leadership team, you will oversee the development and implementation of compliance policies and procedures, as well as conduct regular audits...
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Regulatory Compliance Director
1 week ago
Birmingham, Birmingham, United Kingdom CV-Library Full timeKey ResponsibilitiesThe successful Regulatory Compliance Director will be responsible for leading our compliance and assurance program, driving quality improvement and ensuring regulatory compliance across our services. Key responsibilities include:Assessing the regulatory compliance of all CareTech Group adult services, recording and monitoring findings to...
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Compliance Oversight Director
4 weeks ago
Birmingham, Birmingham, United Kingdom Department of Business and Trade Full timeJob DescriptionWe are currently seeking a Compliance Oversight Director to join our team at the Department for Business and Trade. As a senior leader, you will be responsible for ensuring that all aspects of product safety compliance are met within the Office for Product Safety and Standards.The successful candidate will possess extensive experience in...
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Associate Director for Tax Compliance
2 weeks ago
Birmingham, Birmingham, United Kingdom Pro-Tax Full timeJob Title: Associate Director for Tax Compliance">Job Description:We are seeking an experienced Associate Director for Tax Compliance to join our team in Birmingham. The ideal candidate will have excellent relationships with clients, managing compliance processes for international assignees, ensuring clients are provided with up-to-date information on...
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Tax Compliance Director
1 month ago
Birmingham, Birmingham, United Kingdom Hays Taxation Full timeAbout the RoleHays Taxation is seeking a seasoned TAX COMPLIANCE DIRECTOR to lead our corporate tax team in the UK. As a senior manager, you will be responsible for delivering expert tax solutions to clients across various industries.Key responsibilities include:Strategic planning: Develop and implement effective tax compliance strategies to minimize...
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Financial Crime Compliance Director
6 days ago
Birmingham, Birmingham, United Kingdom Selby Jennings Full timeA leading global investment management firm is seeking a seasoned Financial Crime Compliance Director to join their team and play a pivotal role in ensuring the effective identification, assessment, and mitigation of financial crime risks within the distribution process. The ideal candidate will have a proven track record in Financial Crime, AML & ABC...
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Fire Safety Compliance Director
2 weeks ago
Birmingham, Birmingham, United Kingdom Emeria UK Full timeJob Summary:We are seeking a highly skilled Fire Safety Compliance Director to join our team at Emeria UK. As a key member of our organization, you will play a crucial role in ensuring compliance with fire safety regulations and enforcement actions.About the Role:Maintain compliance with the Building Safety Act and associated fire safety regulations.Create...
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Tax Compliance Senior Manager/Director
2 months ago
Birmingham, Birmingham, United Kingdom Hays Specialist Recruitment Limited Full timeAbout the RoleAs a Corporate Tax Compliance Senior Manager/Director with Hays Specialist Recruitment Limited, you will be responsible for leading a team and overseeing a portfolio of key corporate clients in the Midlands region. You will support these clients with compliance processes, build strong relationships, and collaborate with Tax Partners to deliver...
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Director of Growth and Development
3 weeks ago
Birmingham, Birmingham, United Kingdom Mayfair Compliance Group Full timeAbout the RoleWe are seeking a highly skilled and motivated Business Development Manager to join our team at Mayfair Compliance Group. The successful candidate will be responsible for identifying new business opportunities, developing relationships with existing and potential customers, and contributing to the growth and success of the company.Key...
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Accounts Assistant
4 days ago
Birmingham, Birmingham, United Kingdom Mayfair Compliance Group Full timeMAYFAIR COMPLIANCE GROUP is seeking an experienced Accounts Assistant - Purchase to Pay to join their team. As an Accounts Assistant, you will play a vital role in supporting the finance team with various tasks, including purchase order processing, invoicing, and cash flow management.About UsAt MAYFAIR COMPLIANCE GROUP, we pride ourselves on being a dynamic...
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Commercial Banking Associate
1 week ago
Birmingham, Birmingham, United Kingdom Mayfair Compliance Group Full timeMayfair Compliance Group is currently seeking a highly skilled Commercial Banking Associate to join our team. As a key member of the finance department, you will play a critical role in ensuring the smooth operation of our financial processes.About the RoleThis Commercial Banking Associate position offers an exciting opportunity for a motivated individual to...
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Safety Compliance Manager
2 weeks ago
Birmingham, Birmingham, United Kingdom Venn Group Full timeAbout the RoleWe are seeking an experienced Safety Compliance Manager to join our team at Venn Group. As the Building Safety Director, you will be responsible for ensuring the safety and compliance of 52 high-rise buildings in the West Midlands region.Manage a team of professionals to ensure adherence to the Building Safety Act and related...
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Chief Compliance Officer
2 weeks ago
Birmingham, Birmingham, United Kingdom Venn Group Full timeVenn Group is seeking a seasoned Chief Compliance Officer to join their team. This role will lead in ensuring the council's properties are safe and compliant, overseeing compliance in critical areas such as fire safety, structural integrity, electrical and gas installations, asbestos management, and more.The successful candidate will manage compliance for 52...
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Compliance Director Role
2 days ago
Birmingham, Birmingham, United Kingdom Options Resourcing Full timeA dynamic and forward-thinking company, Options Resourcing, is seeking a seasoned Compliance Manager to join its team.This challenging role involves collaborating with senior management to develop and implement effective compliance strategies, ensuring the company remains compliant with relevant laws and regulations.Key responsibilities include:Maintaining...