Compliance Officer/Paraplanner

3 days ago

Ferndown, United Kingdom Dovetail Recruitment Ltd Full time
Compliance Officer/Paraplanner – Financial Services

Location: Ferndown (Hybrid or Fully Remote Options Available)

Hours: Part-Time – Flexible to Fit Around Family Life

Salary: £35,000 - £45,000 (Depending on Experience)

Reporting To: Senior Partner


About Us:

We are a highly regarded financial services firm in Ferndown, offering an exciting opportunity for a skilled Compliance Officer/Paraplanner who values flexibility and work-life balance. Our company, Dovetail Recruitment Ltd, understands the importance of balancing career and family, and we're committed to providing a supportive environment that adapts to your needs.


Why You'll Love This Role:

  • Flexible Work Options: Choose between hybrid or fully remote work to suit your lifestyle.
  • Family-Friendly Hours: Enjoy a part-time schedule that fits around family commitments.
  • Supportive Environment: Work with a dedicated team and receive mentoring from experienced professionals.


Key Responsibilities:

Compliance:

  • Manage daily compliance functions and ensure regulatory standards are met.
  • Regulatory Updates: Keep up-to-date with FCA regulations and update company policies as needed.
  • Training & Support: Conduct training sessions and provide mentorship to advisors.
  • Audit Management: Confidently manage external compliance audits.

Paraplanning:

  • Client Reviews: Produce annual or semi-annual reviews of client investments and pensions for advisor use, including performance and allocation reviews, risk assessments, and cashflow forecasting.
  • Suitability Reports: Write detailed reports for pensions, investments, and protection advice, including new plans and adjustments.
  • Research: Conduct thorough research for new pension and investment plans, including product features, underlying investments, and wrapper allocation.
  • Data Analysis: Use tools like FE Analytics, Defaqto Engage, Adviser Asset, and Cash Calc (training provided if needed).


What We're Looking For:

  • Experience: Previous experience as a Compliance Officer or Paraplanner is essential.
  • Flexibility: Ability to work part-time and adapt to a flexible schedule.
  • Level 4 Diploma in Financial Planning
  • Skills: Strong compliance and paraplanning skills, with proficiency in relevant tools (or willingness to learn).


Join Our Team:

If you're looking for a role that offers both career growth and work-life balance, apply today to become a key player in our dynamic team.

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