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Compliance Director

1 month ago

London, Greater London, United Kingdom Macquarie Bank Limited Full time
Regulatory Compliance Senior Manager - Commodities and Global Markets

Our Commodities and Global Markets businesses provide risk management, lending and financing, and physical execution and logistics services across the energy, metals, and agricultural sectors globally.

This role acts to support this business area and provide compliance advice and support, actively participating in monitoring for regulatory changes on the horizon and implementation and ongoing guidance in respect of rules and regulations impacting the global Commodities and Global Markets business.

As a Senior Manager, you will play a pivotal role in providing regulatory and compliance guidance to the equity derivatives and trading team.

Key Responsibilities
  • 8-12 years' experience across financial markets regulatory obligations applicable to physical and cash-settled derivatives, exchange-traded products, and financing/lending products
  • Significant experience in over the counter (OTC) derivative obligations, including U.Securities and Exchange Commission (SEC) security-based swap dealer and Commodities Futures Trading Division (CFTC) swap dealer obligations
  • In-depth knowledge of international regulatory margin obligations for uncleared over-the-counter derivatives, inclusive of initial margin model obligations and related regulatory approval processes
  • Excellent relationship and communications skills, with ability to help drive regulatory compliant and commercially viable solutions
  • Ability to draft and maintain fit-for-purpose compliance policies, procedures, and controls, perform targeted compliance testing, and manage regulatory filings

We are committed to providing a working environment that embraces diversity, equity and inclusion.

About the Risk Management Group

In our Risk Management Group, you will be part of an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie's material risks.