Compliance Specialist

1 month ago


Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom eFinancialCareers Full time

Key Responsibilities:

As a Compliance Specialist, you will be responsible for performing comprehensive KYC checks to confirm client identities and evaluate associated risks. This involves examining documents provided by clients, such as identification and ownership structures, to ensure that all KYC processes adhere to UK AML regulations.

Client Risk Assessment:

You will assess client risk profiles and suggest enhanced due diligence when necessary. Regularly overseeing client accounts to identify and report any suspicious activities is also a key part of this role.

Reporting and Communication:

You will prepare detailed reports on KYC findings and provide recommendations. Working closely with internal teams to support the client onboarding process is also an essential part of this role.

Requirements:

To be successful in this role, you will need to have previous experience in an AML/KYC analyst role. You will also need to have an in-depth understanding of UK AML and counter-terrorist financing regulations. Excellent analytical skills for evaluating client information and identifying discrepancies are also essential.

Skills and Experience:

• Previous experience in an AML/KYC analyst role.
• In-depth understanding of UK AML and counter-terrorist financing regulations.
• Demonstrated experience in KYC due diligence procedures.
• Excellent analytical skills for evaluating client information and identifying discrepancies.
• High level of attention to detail to ensure precision in KYC checks.
• Proficient in both written and verbal communication.
• Proven ability to work effectively with cross-functional teams.



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