Compliance and Regulatory Specialist

3 weeks ago


Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom MI Search Ltd Full time

Compliance Officer Role Overview

We are seeking a skilled Compliance Officer to join our team at MI Search Ltd. In this role, you will play a crucial part in developing and implementing our compliance regime, ensuring our financial planning arm operates within the required regulatory framework.

Key Responsibilities:

  • Develop and implement compliance policies and procedures
  • Undertake assessments and audits to identify potential risks and areas for improvement
  • Monitor and report on compliance risks, ensuring our firm remains compliant with FCA regulations
  • Collaborate with our financial planning team to ensure compliance with regulatory requirements

Requirements:

  • Proven experience as a Compliance Officer in a financial planning firm
  • Strong understanding of FCA regulations and compliance requirements
  • Excellent communication and interpersonal skills

What We Offer:

  • A competitive salary up to £60,000
  • A comprehensive pension scheme and benefits package

Location: This is a remote-based role, allowing you to work from home or one of our regional offices.



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