Compliance and Regulatory Specialist
3 weeks ago
Compliance Officer Role Overview
We are seeking a skilled Compliance Officer to join our team at MI Search Ltd. In this role, you will play a crucial part in developing and implementing our compliance regime, ensuring our financial planning arm operates within the required regulatory framework.
Key Responsibilities:
- Develop and implement compliance policies and procedures
- Undertake assessments and audits to identify potential risks and areas for improvement
- Monitor and report on compliance risks, ensuring our firm remains compliant with FCA regulations
- Collaborate with our financial planning team to ensure compliance with regulatory requirements
Requirements:
- Proven experience as a Compliance Officer in a financial planning firm
- Strong understanding of FCA regulations and compliance requirements
- Excellent communication and interpersonal skills
What We Offer:
- A competitive salary up to £60,000
- A comprehensive pension scheme and benefits package
Location: This is a remote-based role, allowing you to work from home or one of our regional offices.
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