Financial Compliance Officer
20 hours ago
AJ FOX COMPLIANCE is looking for a highly organized and detail-oriented Compliance Coordinator to join their team in London.
Main ResponsibilitiesThis role requires a strong background in regulatory affairs within a legal or consultancy setting. Key responsibilities include:
- Ensuring all intake processes are carried out correctly
- Maintaining accurate online records and documentation
- Coordinating with relevant departments during matter closures
- Managing the team's email inbox
- Developing internal policies and procedures for KYC/AML
- Overseeing and updating client and matter-opening processes
- Keeping the firm's SRA profile up-to-date
The estimated salary for this position is £45,000 - £55,000 per annum, depending on experience.
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Compliance Officer
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...
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Financial Services Compliance Officer
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary: We are seeking a highly skilled Financial Services Compliance Officer to join our team at The Compliance Professionals. As a key member of the organization, you will be responsible for ensuring that our wealth management services meet the highest standards of compliance and risk management.About the Role:- You will conduct ongoing assessments of...
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Financial Compliance Officer
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewThe role of a Compliance Monitoring Specialist is to ensure that our company remains in compliance with all relevant regulations and laws. This involves reviewing and maintaining systems, providing advice to the business on regulatory matters, and identifying and escalating current regulatory issues.About the RoleThis position requires experience...
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Compliance Officer
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...
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Senior Compliance Officer
1 month ago
London, Greater London, United Kingdom financial-advisor Full timeOverviewSMBR seeks a trusted partner for long-term growth in financial advisory. As a Senior Compliance Officer, you will play a key role in providing advice and guidance on financial crime compliance, managing service provision, and supporting the development of regional strategies.
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Financial Services Compliance Officer
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team on a permanent basis. As a key member of our compliance team, you will be responsible for developing and maintaining a robust compliance framework, managing relationships with regulators, and chairing the Compliance and Conduct Committee.
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Compliance Officer
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking an experienced Compliance Executive to join our team at Compliance Professionals. The ideal candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The successful candidate will be responsible for overseeing breaches, errors, and complaints,...
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Financial Services Compliance Specialist
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team at Compliance Professionals. As a member of our compliance department, you will play a critical role in ensuring that our company maintains its high standards of compliance and regulatory adherence.The ideal candidate will have a deep understanding of...
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Compliance Officer
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...
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Compliance Director
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob TitleCompliance Director - Financial Crime SpecialistCompany OverviewOur client is a leading global investment management business with offices in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month fixed-term contract.About the RoleThe Compliance Director will work within the region to...
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Chief Compliance Officer
21 hours ago
London, Greater London, United Kingdom cer Financial Full timeCer Financial is currently seeking a Chief Compliance Officer to join their team in the City of London. This is a permanent position with a salary of up to £150,000.The successful candidate will have hands-on knowledge of corporate loans and syndicated loans. They must have held the SMF16 and SMF17 functions in a relevant industry.Key responsibilities...
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Financial Compliance Specialist
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is a leading international banking group based in the City, looking for an experienced Financial Compliance Specialist to join their team on a contract basis.Job Description:The ideal candidate will have a strong background in administration and finance/accounting, with experience working in end-to-end payroll. Key responsibilities...
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AML Compliance Officer
1 month ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAt AJ FOX COMPLIANCE, we are seeking an AML Compliance Officer to support the firm's Bristol office in delivering a top-quality service to the firm's management and lawyers. The successful candidate will oversee AML CDD, risk assessments, and ongoing monitoring.Key responsibilities;Lead the team and manage AML CDD and risk assessments.Review and update the...
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Financial Compliance Expert
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Sanctions Control Professional to join our team on a 12-month fixed-term contract basis.The ideal candidate will have a strong background in financial crime compliance, with at least 3 years of experience in a similar role within the UK's Private Banking or Wealth Management sector.You will be responsible for...
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Financial Crime Compliance Professional
4 weeks ago
London, Greater London, United Kingdom CER Financial Full timeCER Financial, a leading international bank based in the City of London, is looking for a skilled Financial Crime Compliance Professional to join their team.The successful candidate will have excellent knowledge of UK regulations and industry standard tools, with a minimum of 1 year's experience in a Compliance function within banking.Salary: Up to £35,000...
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Banking Compliance Officer
4 days ago
London, Greater London, United Kingdom cer Financial Full timeCer Financial is seeking a Banking Compliance Officer to join our team. As a key member of our operational risk department, you will be responsible for identifying and mitigating potential risks to the bank's operations.Key ResponsibilitiesSupport the development and implementation of the bank's operational risk frameworkConduct regular risk assessments and...
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Internal Audit and Compliance Officer
4 days ago
London, Greater London, United Kingdom cer Financial Full timeCer Financial is a leading global insurance company seeking a highly experienced Internal Audit and Compliance Officer to join our team. As a member of our Internal Audit Team, you will play a critical role in ensuring the integrity of our financial systems and processes.About the PositionIn this role, you will be responsible for conducting thorough audits...
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Financial Markets Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full time**About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...
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Financial Services Compliance Officer
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleAs a Compliance Legal Assistant at our client, you will play a critical role in ensuring the smooth operation of our compliance department. You will be responsible for a variety of tasks, including writing minutes, preparing and proofreading documents, and maintaining and updating databases. Additionally, you will carry out ad hoc legal...