Regulatory Affairs Assistant

3 days ago


Godalming, Surrey, United Kingdom Howett Thorpe Full time
About the Role

The Compliance Assistant will be responsible for assisting with ensuring the company meets all regulatory requirements and internal policies. This involves monitoring and maintaining compliance with financial regulations and internal policies, supporting the compliance team with audits, assessments, and risk management activities, reviewing and updating compliance documentation and records, helping with the preparation of compliance reports and communication with relevant stakeholders, conducting compliance checks, and ensuring accurate reporting.

Key Skills and Qualifications
  • Full or part qualification in compliance, or a related field, is desirable but not essential.
  • Strong attention to detail and ability to follow processes accurately.
  • Good communication skills, both written and verbal.
  • Strong organisational skills with the ability to manage multiple tasks.
Benefits Package
  • Competitive salary (£22,000 – £28,000 depending on experience and qualifications).
  • Full-time, permanent role with stable working hours (9 am – 5 pm, Monday to Friday).
  • Supportive working environment and professional training.

This is a fantastic opportunity to join a growing financial company and progress your career in compliance.



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