Post-Trade Compliance Expert

5 days ago


Edinburgh, Edinburgh, United Kingdom JP Morgan Chase Bank, National Association Full time
About the Role

We are seeking a highly skilled Investment Compliance Associate to join our team at JP Morgan Chase Bank, National Association. As a key member of our Investment Compliance team, you will play a critical role in ensuring the integrity and accuracy of our investment products and services.

Key Responsibilities
  • Client Relationship Management: Develop and maintain strong relationships with clients, understanding their investment needs and providing tailored solutions to meet their requirements.
  • Compliance Monitoring: Analyze and interpret investment guidelines and regulations, ensuring compliance with all relevant laws and regulations.
  • Exception Management: Investigate and resolve investment exceptions, working closely with clients and internal teams to ensure timely and accurate resolution.
  • Process Improvement: Collaborate with cross-functional teams to identify areas for process improvement, implementing changes to enhance efficiency and effectiveness.
  • Regulatory Knowledge: Stay up-to-date with industry developments and regulatory changes, ensuring our investment products and services remain compliant and competitive.
Requirements
  • Experience: 2+ years of experience in post-trade compliance roles within the financial services industry.
  • Knowledge: Working knowledge of guideline coding on compliance systems, such as TRAC, Charles River, Sentinel, and Aladdin.
  • Skills: Excellent communication and interpersonal skills, with the ability to build trusted relationships with clients and internal stakeholders.
  • Education: Bachelor's degree in a related field, such as finance, accounting, or business administration.
Preferred Qualifications
  • Professional Certification: CFA, FRM, or other relevant certifications.
  • Technical Skills: Experience with automation tools, such as Alteryx, AI, ML, and Python.
About Us

JP Morgan Chase Bank, National Association is a global leader in financial services, providing strategic advice and products to corporations, governments, and institutional investors. We are committed to building trusted relationships with our clients, driven by a first-class business approach.



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