Regulatory Compliance Expert
2 days ago
Coopman Search and Selection | B Corp™ is a leading recruitment agency that values professionalism, collaboration, and sustainability. Our team is dedicated to connecting top talent with exciting opportunities.
We are seeking a highly skilled Regulatory Compliance Expert to join our client's team at one of the most prominent global hedge funds. This role offers a unique chance to leverage your expertise in regulatory compliance to drive business success.
Job Description:Key Responsibilities:- Lead Central and Operations Compliance activities, ensuring adherence to regulatory requirements and industry best practices.
- Manage US regulatory framework, including CFTC/NFA, SEC, and FCA rules, to minimize risk and ensure compliance.
- Support External investment programme & Operational Due Diligence processes, including AML compliance.
- Ensure relevant Compliance legal and regulatory obligations have been met, providing guidance and support to Employees as needed.
- Operate Core Compliance programme on a daily basis, monitoring regulatory developments and implementing internal policies and procedures.
- Prior Central and/or Ops Compliance experience is essential, with strong regulatory knowledge relating to CFTC/NFA, SEC, and FCA rules.
- Excellent verbal, interpersonal, and written communication skills are required, with some team leadership experience desirable but not essential.
$120,000 - $180,000 per annum
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