Compliance Advice Manager

13 hours ago


Swindon, Swindon, United Kingdom Nationwide Building Society Full time
About the Role

This is an exciting opportunity for a skilled professional to join our Prudential Risk team within Financial Risk Oversight at Nationwide Building Society. As a Compliance Advice Manager, you will play a critical role in providing specialist regulatory advice and support to ensure compliance with prudential regulations.

Key Responsibilities
  • Provide specialist core prudential regulatory advice on interest rate risk in the banking book, market risk, liquidity risk, capital risk, and model risk management.
  • Monitor and report on regulatory change within your portfolio, ensuring clarity of ownership of prudential regulations.
  • Maintain the list of applicable prudential regulations and work with 1st line teams to evolve management information for compliance with the prudential landscape.
  • Create monthly and quarterly outputs on key prudential publications for distribution and committees.
  • Work with Compliance and Regulatory Affairs to ensure consistency of approach to managing regulatory change.
  • Build and develop relationships at a senior level, representing prudential risk at internal meetings.
About You

We are looking for a highly skilled and experienced professional with a proven track record in prudential regulatory advice and compliance. You will have a deep understanding of prudential regulations and the ability to interpret complex and sometimes conflicting regulation.

You will be comfortable working independently and as part of a team, with strong interpersonal and influencing skills. You will also be self-motivated with a desire to stretch yourself and seek out new challenges.

What We Offer

Nationwide Building Society offers a range of benefits, including a personal pension, up to 2 days of paid volunteering a year, life assurance, and access to training and development opportunities.

We are a purpose-driven organisation that values our employees and offers a highly competitive range of benefits to match. If you are passionate about compliance and regulatory affairs, and want to work for a organisation that makes a difference, then this could be the role for you.



  • Swindon, Swindon, United Kingdom Nationwide Building Society Full time

    About the RoleThis is an exciting opportunity for a skilled professional to join our Prudential Risk team within Financial Risk Oversight at Nationwide Building Society. As a Compliance Advice Manager, you will play a critical role in providing specialist regulatory advice and support to ensure compliance with prudential regulations.Key...


  • Swindon, Swindon, United Kingdom Nationwide Building Society Full time

    About the RoleThis is an exciting opportunity for a skilled professional to join our Prudential Risk team within Financial Risk Oversight at Nationwide Building Society. As a Compliance Advice Manager, you will play a critical role in providing specialist regulatory advice and support to ensure compliance with prudential regulations.Key...


  • Swindon, Swindon, United Kingdom The Openwork Partnership Full time

    Join Our Team as a Wealth Advice AssessorWe are seeking a highly skilled and experienced Wealth Advice Assessor to join our team at The Openwork Partnership. As a key member of our team, you will play a crucial role in ensuring the quality and compliance of pension and investment advice.About the RoleThis is a hybrid role, based 2/3 days a week in our...


  • Swindon, Swindon, United Kingdom The Openwork Partnership Full time

    Join Our Team as a Wealth Advice AssessorWe are seeking a highly skilled and experienced Wealth Advice Assessor to join our team at The Openwork Partnership. As a key member of our team, you will play a crucial role in ensuring the quality and compliance of pension and investment advice.About the RoleThis is a hybrid role, based 2/3 days a week in our...


  • Swindon, Swindon, United Kingdom The Openwork Partnership Full time

    Job OpportunityAs a Wealth Advice Assessor at The Openwork Partnership, you will play a crucial role in ensuring the quality and compliance of pension and investment advice. Your responsibilities will include reviewing advice and Suitability Reports, providing feedback to advisers, and suggesting improvements where necessary.Key ResponsibilitiesAssess client...


  • Swindon, Swindon, United Kingdom The Openwork Partnership Full time

    Job OpportunityAs a Wealth Advice Assessor at The Openwork Partnership, you will play a crucial role in ensuring the quality and compliance of pension and investment advice. Your responsibilities will include reviewing advice and Suitability Reports, providing feedback to advisers, and suggesting improvements where necessary.Key ResponsibilitiesAssess client...


  • Swindon, Swindon, United Kingdom The Openwork Partnership Full time

    Job OpportunityAs a Wealth Advice Assessor at The Openwork Partnership, you will play a crucial role in ensuring the quality and compliance of pension and investment advice. Your responsibilities will include reviewing advice and Suitability Reports, providing feedback to advisers, and suggesting improvements where necessary.Key ResponsibilitiesAssess client...


  • Swindon, Swindon, United Kingdom The Openwork Partnership Full time

    Job OpportunityAs a Wealth Advice Assessor at The Openwork Partnership, you will play a crucial role in ensuring the quality and compliance of pension and investment advice. Your responsibilities will include reviewing advice and Suitability Reports, providing feedback to advisers, and suggesting improvements where necessary.Key ResponsibilitiesAssess client...


  • Swindon, Swindon, United Kingdom The Openwork Partnership Full time

    The OpportunityAs a Wealth Advice Assessor at The Openwork Partnership, you will play a crucial role in ensuring the quality and compliance of pension and investment advice. Your responsibilities will include reviewing advice and Suitability Reports, providing feedback to advisers, and suggesting improvements where necessary. This is a hybrid role, based 2/3...


  • Swindon, Swindon, United Kingdom The Openwork Partnership Full time

    The OpportunityAs a Wealth Advice Assessor at The Openwork Partnership, you will play a crucial role in ensuring the quality and compliance of pension and investment advice. Your responsibilities will include reviewing advice and Suitability Reports, providing feedback to advisers, and suggesting improvements where necessary. This is a hybrid role, based 2/3...


  • Swindon, Swindon, United Kingdom Nationwide Full time

    Job Description**About the Role**We are seeking a highly skilled Compliance and Regulatory Risk Manager to join our team at Nationwide. As a key member of our Prudential Risk team, you will play a critical role in providing specialist regulatory advice and ensuring compliance with prudential regulations.Key ResponsibilitiesProvide specialist core prudential...


  • Swindon, Swindon, United Kingdom Davies Talent Solutions Full time

    Position Overview:Davies Talent Solutions is seeking a proactive and dynamic Compliance Manager to join a prominent financial advisory network. This essential role involves close collaboration with the Group Compliance team while spearheading compliance initiatives within the Wealth sector of the organization. The successful candidate will provide expert...


  • Swindon, Swindon, United Kingdom Swiftclean Building Services Full time

    Job Title: Compliance & Training Team LeaderSwiftclean Building Services is seeking a highly skilled Compliance & Training Team Leader to lead and drive our Kitchen & Air compliance field teams.Key Responsibilities:Direct line management of Compliance Supervisors, including HR-related tasks such as sickness, performance reviews, and disciplinary...


  • Swindon, Swindon, United Kingdom Swiftclean Building Services Full time

    Job Title: Compliance & Training Team LeaderSwiftclean Building Services is seeking a highly skilled Compliance & Training Team Leader to lead and drive our Kitchen & Air compliance field teams.Key Responsibilities:Direct line management of Compliance Supervisors, including HR-related tasks such as sickness, performance reviews, and disciplinary...


  • Swindon, Swindon, United Kingdom Swiftclean Building Services Full time

    Job Title: Compliance & Training Team LeaderSwiftclean Building Services is seeking a highly skilled Compliance & Training Team Leader to lead and drive our Kitchen & Air compliance field teams.Key Responsibilities:Direct line management of Compliance Supervisors, including HR-related tasks such as sickness, performance reviews, and disciplinary...


  • Swindon, Swindon, United Kingdom Swiftclean Building Services Full time

    Job Title: Compliance & Training Team LeaderSwiftclean Building Services is seeking a highly skilled Compliance & Training Team Leader to lead and drive our Kitchen & Air compliance field teams.Key Responsibilities:Direct line management of Compliance Supervisors, including HR-related tasks such as sickness, performance reviews, and disciplinary...


  • Swindon, Swindon, United Kingdom Davies Talent Solutions Full time

    Position Overview:Davies Talent Solutions is seeking a proactive and dynamic Compliance Manager to join a prominent financial advisory network. This essential role involves collaborating closely with the Group Compliance team while spearheading compliance initiatives within the Wealth sector. You will provide strategic advice and consultancy to Channel Heads...


  • Swindon, Swindon, United Kingdom Swiftclean Building Services Full time

    Job Title: Compliance & Training Team LeaderSwiftclean Building Services is seeking a highly skilled and experienced Compliance & Training Team Leader to lead and drive our Kitchen & Air compliance field teams.Key Responsibilities:Lead and manage a team of Compliance Supervisors to ensure all Kitchen & Air contracts are delivered within agreed time scales...


  • Swindon, Swindon, United Kingdom Swiftclean Building Services Full time

    Job Title: Compliance & Training Team LeaderSwiftclean Building Services is seeking a highly skilled and experienced Compliance & Training Team Leader to lead and drive our Kitchen & Air compliance field teams.Key Responsibilities:Lead and manage a team of Compliance Supervisors to ensure all Kitchen & Air contracts are delivered within agreed time scales...


  • Swindon, Swindon, United Kingdom GXO Logistics, Inc. Full time

    Job Summary:We are seeking a highly skilled Transport Compliance Manager to join our team at GXO Logistics, Inc. As a key member of our operations team, you will be responsible for ensuring compliance with all relevant transportation regulations and laws.Key Responsibilities:Support the Transport Manager with fleet management, including vehicle maintenance,...