Senior Compliance Manager

1 month ago


Aberdeen, Aberdeen City, United Kingdom Right People Full time
Job Description:

Are you a seasoned compliance professional seeking a challenging role that leverages your expertise in regulatory compliance, risk management, and audit quality? Do you have a passion for driving process improvements and fostering a culture of integrity? We are seeking a highly skilled Senior Compliance Manager to join our team and lead our compliance efforts.

Key Responsibilities:
  • Lead the firm's compliance efforts, ensuring adherence to regulatory frameworks such as AML, GDPR, and auditing standards.
  • Shape and influence the firm's compliance strategy, driving process improvements and ensuring ongoing regulatory requirements are met.
  • Oversee key areas such as AML, MLRO responsibilities, engagement letters, audit standards, client monies, GDPR compliance, and ethics.
  • Take ownership of key quality management processes, including cold reviews, root cause analysis, and the System of Quality Management (SOQM).
  • Build and nurture relationships with external reviewers and regulatory bodies.
  • Support and mentor junior professionals and contribute to their leadership development.
Requirements:
  • Strong working knowledge of UK compliance regulations, including AML, GDPR, audit standards, and ethical requirements.
  • Professional qualification such as ACA/ACCA/CA or compliance-related certification (e.g., ICA, ICAEW, or similar).
  • Proven experience in managing compliance functions, overseeing audit quality, and handling relationships with external regulatory bodies.
  • Demonstrated leadership skills, with a track record of driving process improvements and managing teams.
  • Strong organisational and strategic skills, with experience in coordinating CPD and ensuring regulatory compliance.
About the Role:

This role offers a unique opportunity for an accomplished compliance professional to take on a leadership position, shaping the firm's compliance strategy, ensuring adherence to regulatory standards, and driving process improvements. If you are passionate about compliance, process excellence, and fostering a culture of integrity, we invite you to apply and join our dynamic team.



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