Senior Compliance Manager
1 month ago
Are you a seasoned compliance professional seeking a challenging role that leverages your expertise in regulatory compliance, risk management, and audit quality? Do you have a passion for driving process improvements and fostering a culture of integrity? We are seeking a highly skilled Senior Compliance Manager to join our team and lead our compliance efforts.
Key Responsibilities:- Lead the firm's compliance efforts, ensuring adherence to regulatory frameworks such as AML, GDPR, and auditing standards.
- Shape and influence the firm's compliance strategy, driving process improvements and ensuring ongoing regulatory requirements are met.
- Oversee key areas such as AML, MLRO responsibilities, engagement letters, audit standards, client monies, GDPR compliance, and ethics.
- Take ownership of key quality management processes, including cold reviews, root cause analysis, and the System of Quality Management (SOQM).
- Build and nurture relationships with external reviewers and regulatory bodies.
- Support and mentor junior professionals and contribute to their leadership development.
- Strong working knowledge of UK compliance regulations, including AML, GDPR, audit standards, and ethical requirements.
- Professional qualification such as ACA/ACCA/CA or compliance-related certification (e.g., ICA, ICAEW, or similar).
- Proven experience in managing compliance functions, overseeing audit quality, and handling relationships with external regulatory bodies.
- Demonstrated leadership skills, with a track record of driving process improvements and managing teams.
- Strong organisational and strategic skills, with experience in coordinating CPD and ensuring regulatory compliance.
This role offers a unique opportunity for an accomplished compliance professional to take on a leadership position, shaping the firm's compliance strategy, ensuring adherence to regulatory standards, and driving process improvements. If you are passionate about compliance, process excellence, and fostering a culture of integrity, we invite you to apply and join our dynamic team.
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Senior Compliance Manager
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Senior Compliance Manager
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