Senior Compliance Manager

1 month ago


Aberdeen, Aberdeen City, United Kingdom Right People Full time
Job Title: Senior Compliance Manager

Are you a seasoned compliance professional looking for a challenging role that will allow you to utilize your expertise to drive process improvements and ensure regulatory compliance? We are seeking a highly skilled Senior Compliance Manager to join our team and lead our compliance efforts.

Key Responsibilities:
  • Lead and manage the firm's compliance function, ensuring adherence to regulatory frameworks such as AML, GDPR, and auditing standards.
  • Shape and influence the firm's compliance strategy, ensuring ongoing process improvements and external regulatory requirements are met.
  • Oversee key areas such as AML, MLRO responsibilities, engagement letters, audit standards, client monies, GDPR compliance, and ethics, while reporting directly to the partner group.
  • Take ownership of key quality management processes, including cold reviews, root cause analysis, and the System of Quality Management (SOQM).
  • Build and nurture relationships with external reviewers and regulatory bodies.
  • Support and mentor junior professionals and contribute to their leadership development.
Requirements:
  • Strong working knowledge of UK compliance regulations, including AML, GDPR, audit standards, and ethical requirements.
  • Professional qualification such as ACA/ACCA/CA or compliance-related certification (e.g., ICA, ICAEW, or similar).
  • Proven experience in managing compliance functions, overseeing audit quality, and handling relationships with external regulatory bodies.
  • Demonstrated leadership skills, with a track record of driving process improvements and managing teams.
  • Strong organisational and strategic skills, with experience in coordinating CPD and ensuring regulatory compliance.
What We Offer:

We offer a competitive salary and benefits package, as well as opportunities for professional development and growth. If you are a motivated and experienced compliance professional looking for a new challenge, we encourage you to apply for this exciting opportunity.



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