Compliance Oversight Specialist

Compliance Professionals seeks a seasoned Regulatory Compliance Expert to join its team in London. Estimated salary is £60,000 - £80,000 per annum.About the RoleWe are looking for an experienced professional to drive compliance oversight through testing and monitoring programmes. You will identify areas for enhancements of systems and controls operated by...

Job DescriptionAs a senior Head of Compliance Oversight at Compliance Professionals, you will be responsible for overseeing the management of global regulatory relationships and driving their implementation. This role involves advisory coverage of all business desks globally, ensuring that compliance requirements are met and risk is mitigated.The ideal...

Job Title: Compliance Oversight LeaderEstimated Salary: £80,000 - £100,000 per annumAbout the RoleWe are seeking a Compliance Oversight Leader to join our team at Compliance Professionals.The successful candidate will have experience in broking or prime broking, with a strong understanding of FCA rules and regulations. You will also have prior experience...

**About Us**Compliance Professionals is a rapidly growing electronic brokerage firm based in the City.Job Description:We are looking for a skilled Aircraft Compliance Specialist to join our team based in London. As an Aircraft Compliance Specialist, you will be responsible for driving compliance oversight through the testing and monitoring programme.The...

Job OverviewWe are seeking a highly skilled Compliance Oversight Specialist to join our team as the Head of Compliance, MLRO. This role offers a unique opportunity for someone who's been SMF16/17 or has ample experience working with an SMF16/17 and is ready to step up.This position requires the individual to be an FCA approved person to perform SMF 16...

Job DescriptionWe are looking for a Compliance Oversight Specialist to join our team at Incisive Ltd, a leading financial services company in London.The ideal candidate will have a strong background in compliance and regulatory affairs, with a minimum of 5-8 years of experience. They should have extensive knowledge of dealing with IFA markets and be familiar...

Job OverviewCareer opportunities have arisen for a Compliance Governance Specialist to join our team at Compliance Professionals. Based in London, this role will suit an individual with experience in Public Markets.About the RoleThis is a senior leadership position that requires the successful candidate to maintain policies and procedures governing IPO and...

**About the Role:**This full-time, permanent position involves working remotely from home as a Compliance Oversight Specialist. Your primary responsibility will be to oversee and maintain competence with regulatory requirements governing mortgage lending activities. You will work closely with our advisers to ensure they achieve and maintain Competent Adviser...

Senior Leadership OpportunityWe are seeking a Regulatory Oversight Director to join our team at Compliance Professionals. This role will suit an individual with experience in Public Markets based in London.About the PositionThis is a senior leadership position that requires the successful candidate to oversee compliance with beneficial ownership and trade...

**Company Overview**Compliance Professionals is a leading electronic brokerage firm based in the City.Job Description:We are looking for a skilled Risk Oversight Coordinator to join our team based in London. As a Risk Oversight Coordinator, you will be responsible for assisting the Compliance department with its advisory role in the business by conducting...

The Role: We are seeking a seasoned professional to lead our global compliance efforts as the Global Head of Compliance. As a key member of our leadership team, you will be responsible for managing regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Job: The successful candidate will have demonstrated...

We are seeking a highly skilled Head of Governance and Compliance to join our team at Compliance Professionals. As the Global Head of Compliance, you will be responsible for managing global regulatory relationships, advisory coverage of all business desks globally in conjunction with local Compliance Officers, and oversight of global regulatory developments...

Job SummaryWe are seeking a Senior Compliance Oversight Specialist to lead our compliance monitoring team in delivering a consistent and effective compliance monitoring programme. This strategic role involves developing and implementing comprehensive compliance monitoring plans, identifying and assessing potential compliance risks, and conducting regular...

Job OverviewWe are seeking a seasoned Regulatory Compliance Specialist to join our team at Compliance Professionals. As an expert in regulatory compliance, you will be responsible for driving oversight through testing and monitoring programs. This includes identifying areas for enhancements of systems and controls operated by the firm, and supporting the...

Job Overview: As the Global Head of Compliance, you will play a critical role in ensuring our company's compliance with regulatory requirements. You will be responsible for managing global regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Position: We are looking for a seasoned professional with...

As a Compliance Leader at Compliance Professionals, you will oversee global regulatory relationships and advisory coverage of all business desks globally. You will be responsible for oversight of global regulatory developments, driving their implementation, and ensuring Regulatory and Exchange queries, audits, and investigations are completed in an...

Company Overview:Our client is a world-leading specialist broker based in the City, providing expert advice and support to clients across various sectors.Job Summary:We are seeking an experienced Global Head of Compliance to lead our compliance function, ensuring we meet regulatory requirements and maintain a strong risk management culture.Key...

About the RoleThe Regulatory Oversight Manager will be responsible for ensuring our company's compliance with global regulatory requirements.Key Responsibilities:Develop and maintain relationships with regulatory bodies.Stay up-to-date on changing regulations and advise the management team accordingly.Ensure compliance with all relevant laws and...

About the Role:We are seeking a skilled Regulatory Oversight Specialist to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection, with at least 10 years of experience in the compliance sector.Responsibilities:Ensure regulatory oversight and monitoring...

About UsWe are an industry leader in risk management and compliance, with a strong focus on data-driven decision making. Our teams collaborate across departments to ensure effective risk oversight and regulatory compliance.