Compliance Oversight Specialist

**About Us**Compliance Professionals is a rapidly growing electronic brokerage firm based in the City.Job Description:We are looking for a skilled Aircraft Compliance Specialist to join our team based in London. As an Aircraft Compliance Specialist, you will be responsible for driving compliance oversight through the testing and monitoring programme.The...

Job OverviewWe are seeking a highly skilled Compliance Oversight Specialist to join our team as the Head of Compliance, MLRO. This role offers a unique opportunity for someone who's been SMF16/17 or has ample experience working with an SMF16/17 and is ready to step up.This position requires the individual to be an FCA approved person to perform SMF 16...

Job OverviewCareer opportunities have arisen for a Compliance Governance Specialist to join our team at Compliance Professionals. Based in London, this role will suit an individual with experience in Public Markets.About the RoleThis is a senior leadership position that requires the successful candidate to maintain policies and procedures governing IPO and...

**About the Role:**This full-time, permanent position involves working remotely from home as a Compliance Oversight Specialist. Your primary responsibility will be to oversee and maintain competence with regulatory requirements governing mortgage lending activities. You will work closely with our advisers to ensure they achieve and maintain Competent Adviser...

Senior Leadership OpportunityWe are seeking a Regulatory Oversight Director to join our team at Compliance Professionals. This role will suit an individual with experience in Public Markets based in London.About the PositionThis is a senior leadership position that requires the successful candidate to oversee compliance with beneficial ownership and trade...

Job Title: Compliance Oversight SpecialistEstimated Salary Range: £80,000 - £110,000 per annumCompany Overview:SilverRock Bank is a pioneering financial institution dedicated to delivering fairer financial outcomes. Our mission is to empower lenders and enable savers to prosper through innovative data-driven solutions.Job Description:We are seeking a...

**Company Overview**Compliance Professionals is a leading electronic brokerage firm based in the City.Job Description:We are looking for a skilled Risk Oversight Coordinator to join our team based in London. As a Risk Oversight Coordinator, you will be responsible for assisting the Compliance department with its advisory role in the business by conducting...

Job SummaryWe are seeking a Senior Compliance Oversight Specialist to lead our compliance monitoring team in delivering a consistent and effective compliance monitoring programme. This strategic role involves developing and implementing comprehensive compliance monitoring plans, identifying and assessing potential compliance risks, and conducting regular...

Job OverviewWe are seeking a seasoned Regulatory Compliance Specialist to join our team at Compliance Professionals. As an expert in regulatory compliance, you will be responsible for driving oversight through testing and monitoring programs. This includes identifying areas for enhancements of systems and controls operated by the firm, and supporting the...

As a Compliance Leader at Compliance Professionals, you will oversee global regulatory relationships and advisory coverage of all business desks globally. You will be responsible for oversight of global regulatory developments, driving their implementation, and ensuring Regulatory and Exchange queries, audits, and investigations are completed in an...

Role SummaryAdecco UK Limited is seeking a Compliance and Quality Oversight Specialist to ensure the compliance of accommodation providers with the Supported Accommodation Regulation 2023.Key ResponsibilitiesOverseeing the compliance of accommodation providers with the Supported Accommodation Regulation 2023.Ensuring that all accommodation providers used are...

Job Summary">We are seeking an experienced Compliance professional to join our team as a Global Head of Compliance. The successful candidate will be responsible for leading the management of global regulatory relationships, providing advisory coverage for all business desks worldwide, and overseeing global regulatory developments.">Key...

About Us:We are a world-leading specialist broker, providing expert advice and support to clients across various sectors. Our team is dedicated to delivering exceptional service and building long-term relationships with our clients.Job Description:The Global Head of Compliance will play a critical role in leading our compliance function, ensuring we meet...

We are looking for a highly skilled Compliance and Risk Oversight Specialist to join our team at eToro. In this role, you will be responsible for providing strategic guidance on regulatory matters, ensuring compliance with relevant laws and regulations, and driving risk mitigation initiatives.About the Role:The successful candidate will have a deep...

Hunter Bond is a dynamic and innovative financial institution that is committed to excellence in all aspects of its business. We are currently seeking a Risk and Compliance Oversight Specialist to join our Private Banking team.In this role, you will be responsible for overseeing the effectiveness of existing controls across the Operations area. Your...

Company OverviewStarling Bank is a leading UK bank with a culture of innovation and disruption. Our mission is to radically reshape banking for the better, and we're seeking a skilled Regulatory Compliance Specialist to join our Conduct Oversight team.About the RoleWe are looking for an experienced Regulatory Compliance Specialist to provide second-line...

We are seeking an experienced Compliance Oversight Director to join our team as the Head of Compliance, MLRO. This is a fantastic opportunity for someone who has experience in SMF16/17 or is ready to step up.Location: Central London (Hybrid 3 days onsite 2 days remote 9am -5pm)Estimated Salary: £65,000 per annum + company performance-based bonusAbout the...

Risk Oversight Specialist PositionWe are seeking an experienced Risk Oversight Specialist to join our team in London.As a key member of our operational resilience and third-party oversight team, you will be responsible for ensuring compliance with DORA and managing third-party relationships.Key qualifications include strong knowledge of the FCA/PRA...

Attribution Search, a top-ranking and long-standing multi-billion dollar hedge fund, seeks a Regulatory Oversight Specialist for its expanding business in London.The Global Fund has a significant presence in Europe, the US, and Asia, offering a diverse investment strategy and product suite. As the fund's HQ is based in London, it serves as the hub for all...

About the RoleWe are seeking an experienced Compliance Executive to join our team at Compliance Professionals. The ideal candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The successful candidate will be responsible for overseeing breaches, errors, and complaints,...