Compliance Expert for Investment Firm

Job Overview:Avenir Investment Management Limited is a leading investment management firm specializing in digital assets. We are seeking an experienced Investment Security and Compliance Expert to join our team. The successful candidate will be responsible for ensuring the security and integrity of our investment portfolio, while also ensuring compliance...

About the RoleWe are seeking a highly skilled Compliance expert to lead our regulatory affairs function.As Part-time Head of Compliance, you will play a critical role in ensuring our firm operates in compliance with relevant regulations and guidelines.You will provide strategic guidance to our senior leadership team and develop policies and procedures to...

Are you looking for a new challenge in the financial sector? We are seeking an experienced Investment Compliance Expert to join our team at Willow Resourcing Limited.The ideal candidate will have several years of experience in compliance, with a focus on investment products and a detailed knowledge of UK regulatory requirements. You will be responsible for...

Job DescriptionWe are looking for a seasoned Investments Compliance Professional to join our Risk & Compliance function.This is a fantastic opportunity for someone to utilise their expertise in investment products and regulatory compliance to drive business growth and deliver good customer outcomes.The successful candidate will be responsible for:Providing...

**About the Role**We are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. As an essential member of our Compliance Department, you will be responsible for ensuring our financial services firm operates within regulatory requirements.The ideal candidate will have a minimum of 5 years' experience in Financial Services,...

Job OverviewWillow Resourcing Limited is seeking a skilled Compliance Expert to join their team in London. This is an excellent opportunity for a motivated individual to work with a leading FinTech company and contribute to the growth of their Risk & Compliance function.In this role, you will be responsible for advising on new investment product development...

AJ FOX COMPLIANCE is a forward-thinking law firm seeking a highly skilled Senior Compliance Executive to join their proactive team.Job Description:In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk...

FinTech innovator seeks Regulatory Compliance and Financial Crime Compliance expert to lead their compliance journey.This is an exceptional opportunity to drive regulatory excellence and build a high-performing compliance team from the ground up. As the firm's first Compliance hire, you'll contribute significantly to their FCA application for an investment...

We are seeking a seasoned Compliance Expert for AJ FOX COMPLIANCE in London. This is an exceptional opportunity to make a meaningful impact in a dynamic environment.As a key member of our team, you will be at the forefront of compliance, shaping best practices within a leading international law firm.The ideal candidate will have a minimum of 3 years'...

Are you passionate about navigating complex risk and regulatory challenges?AJ Fox Compliance, a forward-thinking law firm, is seeking a Senior Compliance Executive to join their proactive team.This role involves collaborating closely with the Head of Risk and Compliance, working across the business to embed a strong compliance culture while providing expert...

A prestigious UK law firm is seeking a Compliance Expert in London to support senior compliance professionals in core internal risk management processes. Estimated salary for this role is £35,000 - £45,000 per annum, depending on experience.Job DescriptionThe core function of this role will be to collaborate with firm-wide staff to ensure enquiries are...

Company Overview:AJ FOX COMPLIANCE is an International law firm seeking a highly skilled Compliance Officer to join our team. With expertise in Anti-Money Laundering (AML) sanctions and compliance, this role offers an exceptional opportunity to handle a broad range of compliance, conflicts, and AML issues.Job Description:This role involves advising on best...

About the RoleWe are looking for a talented Compliance Analyst to join our team in London. As a key member of our compliance function, you will be responsible for ensuring that our business operations are compliant with relevant regulations and laws.Estimated salary: £50,000 - £70,000 per annum.Key ResponsibilitiesBEST Execution Outlier Monitoring and...

About the RoleWe are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. The ideal candidate will have extensive experience in monitoring and audit, with a strong understanding of risks and controls.Job DescriptionKey Responsibilities:Develop and annual plan for Compliance Monitoring PlanIndependently scope and plan...

AJ Fox Compliance is looking for a highly skilled Regulatory Compliance Expert to join their team in London. This is an excellent opportunity to work with a leading global law firm and contribute to firmwide adherence to the highest standards in professional conduct and quality.The estimated salary for this role is £55,000 - £75,000 per annum, depending on...

A leading investment management firm in London is seeking a highly skilled Senior Investment Compliance Analyst to join their team.Job DescriptionThe ideal candidate will be responsible for implementing and reviewing investment compliance rules and regulations, as well as overseeing daily monitoring of pre and post trade compliance. Additionally, they will...

Aj Fox Compliance is looking for an International Compliance Expert to join our team as a Senior Conflicts Analyst in our London office.Responsibilities:Develop and implement effective conflicts resolution strategies, working closely with compliance teams to identify potential conflicts and provide expert analysis.Liaise with firm-wide staff on conflicts...

Job OverviewAJ FOX COMPLIANCE is seeking a highly skilled Compliance Expert to join their team in London.The ideal candidate will have experience in law firm risk and compliance, a solid understanding of Anti-Money Laundering (AML) and counter-terrorist financing, and familiarity with AML databases.This role requires the ability to work effectively in a team...

Investment Compliance Role OverviewIDEX Consulting Ltd is seeking a skilled Compliance Analyst to join our team as an Investment Compliance Expert.This role requires producing high-quality Compliance reports, managing risks associated with investments, and collaborating with investment management businesses.We provide ongoing study support for professional...

About Compliance ProfessionalsWe are an international Wealth Management Firm searching for a Compliance Manager to join our team.As a Compliance Manager, you will be responsible for:Performing independent reviews of high-risk client onboardings and periodic reviews submitted by the first line-of-defence;Supporting the Money Laundering Reporting Officer...