Compliance and Monitoring Officer

4 weeks ago


Stockport, Stockport, United Kingdom Exchange Street Claims ltd Full time

Are you looking for a role that offers a great work-life balance and a competitive salary? Look no further As a Compliance and Monitoring Officer at Exchange Street Claims ltd, you will have the opportunity to work with a team of 10 compliance monitoring officers, reviewing files for medium and large financial planning businesses across the UK.

Our IFA network offers its member firms a range of benefits, including a 27-day holiday allowance, 8% employer pension contribution, and AVIVA Private Health Care. You will also have the opportunity to work from home 1-2 days per week, making this a great role for those who value flexibility.

As a Compliance and Monitoring Officer, you will be responsible for providing feedback to clients on reviewed files and any compliance issues you raise. You will report to the Head of Compliance Monitoring and work closely with the team to ensure that all files are reviewed and compliant with regulatory requirements.

So if you are looking for a role that offers a great work-life balance, a competitive salary, and the opportunity to work with a team of experienced professionals, then this could be the role for you

Key Benefits:

  • 27 days holiday
  • 8% employer pension contribution
  • AVIVA Private Health Care
  • Death in Service benefit (4 times annual salary)
  • Income Protection Insurance
  • Free parking

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