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Compliance and Regulatory Specialist

3 months ago


York, York City, United Kingdom Aviva Full time

Compliance and Regulatory Specialist Salary approximately £30,000-35,000

If you are meticulous and take pride in your precision, then this intriguing opportunity within Aviva's SMCR (Senior Manager and Certification Regime) team may be the right fit for you. You will be a proactive individual capable of working autonomously while also collaborating effectively within a team, assisting with workloads and supporting colleagues. If this resonates with you, we would be eager to hear from you. This position provides excellent growth prospects and training for the suitable candidate.

Overview of the Role:

You will collaborate with various departments to ensure the effective execution of SMCR processes and controls, promoting compliance and ongoing enhancement, while managing a diverse group of stakeholders and working in partnership with all internal functions across the organization. Additionally, you will maintain external partnerships, such as with Disclosure Services, Reed, the FCA, and PRA.

In this position, you will assist the SMCR Managers, engaging in a variety of daily tasks as well as projects, both independently and as part of a team. Your responsibilities will include preparing documentation for submission to regulators concerning senior manager applications and generating reports for senior management and regulatory bodies. You will also mentor junior team members in their tasks, which includes drafting regulatory application forms and ensuring the completion of senior manager regulatory transitions and training plans. You will be required to navigate several internal and external systems, including the regulators' application platform and Financial Services Register. Given the often sensitive nature of these applications and senior appointments, the highest level of integrity and confidentiality is essential.

Desired Skills and Experience:

  • Adaptable, able to thrive in a dynamic environment and respond proactively as priorities shift; comfortable working at a fast pace across multiple businesses and priorities, both independently and collaboratively.
  • Strong communicator, both verbally and in writing; exceptional report writing, interpretation, and presentation skills; capable of conveying complex issues in a clear and persuasive manner.
  • Keen attention to detail and a methodical approach to work.
  • Understanding of the Financial Services regulatory landscape.
  • Proven track record of building stakeholder relationships and effective teamwork.

Benefits of this Role:

Our mission - with you today, for a better tomorrow – is a commitment we extend to our employees as well. One of the ways we fulfill this promise is through our investment in your development. We offer a wealth of benefits as an Aviva employee.

  • Salary approximately £30-35,000 (dependent on location, skills, experience, and qualifications)
  • Bonus potential - 8% of annual salary, contingent on your performance and Aviva's overall results.
  • Generous pension scheme - Aviva will contribute up to 14%, based on your contributions.
  • 29 days holiday plus bank holidays, with the option to buy or sell up to 5 additional days.
  • Enhance your financial well-being - Up to 40% discount on Aviva products, along with other retailer discounts.
  • Up to £1,200 of complimentary Aviva shares annually through our Matching Share Plan and participate in our Save As You Earn scheme.
  • Comprehensive supportive policies, including parental and carer's leave.
  • Flexible benefits tailored to your needs, including sustainability options such as cycle to work.
  • Make a positive impact, join our Aviva Communities, and utilize your 3 paid volunteering days to assist others.
  • We prioritize your well-being with extensive support and resources.

Explore further to discover more about our offerings. Input a salary into our calculator to see your total Aviva Reward.

Aviva's Commitment to Diversity:

We embrace inclusivity and welcome all applicants – we seek individuals from diverse backgrounds and experiences.

Feeling excited but unsure if you meet every requirement? Research indicates that women, in particular, may feel this way. So, regardless of gender, we encourage you to apply. If you are in a job share, please consider applying as a pair.

We offer flexible locations, hours, and working arrangements to accommodate our customers, business needs, and your preferences. The majority of our employees engage in smart working, spending around 50% of their time in our offices each week, balancing the advantages of flexibility with valuable time spent with colleagues.