Compliance Assurance Manager

7 days ago

Chatham, Kent, United Kingdom Pearson Whiffin Recruitment Full time £50,000 - £60,000
Job Title: Compliance Assurance Manager

A highly sought-after opportunity has arisen with Pearson Whiffin Recruitment, a reputable recruitment agency, to fill a Compliance Assurance Manager position on a permanent basis. We are seeking a highly skilled professional to join our team and play a pivotal role in ensuring the Compliance Assurance plan is delivered.

Key Responsibilities:
  • Timely completion of Compliance Assurance reviews across the organization to provide assurance that the business is operating within set policies and procedures as well as within law and regulation.
  • Identifying and scoping the impact of Compliance and Conduct breaches and communicating the implications to a range of stakeholders.
  • Agreeing actions with stakeholders needed to close issues noted in the reviews and supporting the business in completing the agreed actions.
  • Ensuring that you own, deliver, and comply with operating objectives and standards of performance.
  • Reporting any potential compliance breaches highlighted or conduct issues, and ensuring they are actioned in a timely and thorough manner.
Requirements:
  • Prior experience completing compliance or thematic reviews/audits.
  • An excellent understanding of regulatory requirements and industry guidance.
  • Detailed knowledge of regulatory expectations in respect to conduct risk, consumer duty, and customer outcomes.
Benefits:
  • Discretionary bonus scheme of up to 15%.
  • ~28 days annual leave plus bank holidays.
  • ~ Contributory pension (8% employer 5% employee).
  • ~ Life Assurance (4x salary) plus Group Income Protection.
  • ~ Access to Private Medical Insurance and Medical Cash Plan.
  • ~ Maternity & Adoption Leave – Occupational Maternity/Adoption Pay provided at 100% of salary for the first 26 weeks.
  • ~ Paternity Leave – 8 weeks of paid leave to be taken within 12 months of birth or adoption.
  • ~ Additional benefits such as Hybrid working, Cycle Purchase scheme, Technology Purchase scheme, Season Ticket Loan, Holiday purchase / sell schemes, Employee Perk Portals, Payroll giving, and Save as you Earn scheme.

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