Regulatory Compliance Assurance Lead

3 weeks ago


Chatham, Kent, United Kingdom Willow Resourcing Limited Full time

Compliance Assurance Manager

Sector: Retail Banking

Location: Chatham, Kent (Hybrid arrangement)

Compensation: £48,000 - £58,000 plus bonus and benefits

Are you looking to contribute to an organization that prioritizes governance and customer satisfaction?

Do you feel that your contributions are not fully recognized in your current position and wish to be part of a company that values and invests in its workforce?

If this resonates with you, continue reading.

You will be part of a prominent challenger bank that emphasizes building reliable relationships with its clientele while seriously considering career advancement for all its personnel. You will join a dedicated team of five within a broader Compliance division consisting of approximately 50 members.

This role presents an opportunity for a fulfilling and progressive career path within the bank.

Your responsibilities will include conducting thematic and in-depth reviews throughout the organization and across the entire customer experience as outlined in the annual Compliance Assurance Plan. You will utilize your analytical skills to pinpoint and assess the ramifications of any Compliance and Conduct violations, effectively communicating your insights to diverse audiences.

To qualify, you should possess prior experience in a Compliance Monitoring or Assurance capacity within the second line of Compliance operations at a Financial Services institution, including executing thematic evaluations. A solid understanding of FCA regulatory standards, encompassing one or more of MCOB, BCOBS, SYSC, PRIN, and COCON, is essential.

Interested in this opportunity?

We encourage you to submit your CV for consideration.



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