AML Compliance Officer

3 weeks ago

StokeonTrent, Stoke-on-Trent, United Kingdom cv-library.co - Jobboard Full time
Job Title: AML / Compliance Analyst

Are you a detail-oriented and analytical individual with a passion for compliance and risk management? Do you have a strong understanding of regulatory requirements and a keen eye for detail? We are seeking a highly motivated and organized AML / Compliance Analyst to join our team.

Key Responsibilities:
  • Support the Head of Compliance in the provision of timely and accurate regulatory and industry advice to the business.
  • Conduct regular risk reporting and second-line compliance monitoring over key controls and risks to the business.
  • Act as lead in compliance monitoring, including customer journey reviews, second-line monitoring, and key risk/control reviews.
  • Take ownership for the timely delivery of responses to client audits and information requests.
  • Log and document events, their potential impacts, and key considerations.
  • Provide support and assistance in the performance of regulatory Gap Analysis.
  • Support the Head of Compliance with performance of advisory activities.
  • Support the Head of Compliance with the collation of accurate information to meet regulatory reporting requirements.
  • Provide SME support to the business in relation to internal projects.
  • Support with breach and incident investigations as required.
Requirements:
  • Working knowledge of regulation and guidance, including FCA, Data Protection, OFCOM, CCA, and CSA Code of Practice.
  • 2+ years of experience gained in a compliance role within an FCA-regulated firm.
  • Recognised compliance qualification desirable.
  • Knowledge of wider finance industry, including retail lending, credit reporting, desirable.
  • Strong analytical and problem-solving skills.
  • Self-motivated with the ability to work on own initiative to drive activities and meet deadlines.
  • Excellent interpersonal skills with the ability to adapt style and approach in different environments.
  • Ability to remain calm under pressure and respond to challenging and changing business demands.
  • Ability to work as part of a team to achieve results.
  • Excellent Microsoft Office skills, including Microsoft Word, Excel, PowerPoint, and Outlook.
  • Excellent oral and written communication skills.
  • Excellent attention to detail and works to high standards.
Benefits:
  • Subsidised gym membership.
  • Rewards platform.
  • Shifts that offer flexibility to do things outside work.
  • Employee assistant programme.
  • Paid time off to volunteer at a charity of your choice - up to 2 days per year.
  • Enhanced family leave.
  • Free onsite parking.
  • Pension scheme, career development, and long service awards.
  • Casual dress, regular social events, and free tea and coffee.

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