Head of Trading Compliance EMEA

4 days ago

London, Greater London, United Kingdom Attribution Search Full time

Job Summary:

Attribution Search is seeking a highly skilled and experienced professional to fill the role of Head of Trading Compliance, EMEA. The successful candidate will work closely with the Global CCO, EMEA CCO, and the EMEA GC to refine, improve, and enhance the Legal and Compliance platform for the region.

Key Responsibilities:

  • Leading the implementation and ongoing oversight of RTS 6 under MiFID II
  • Providing expert trading advisory compliance for front-office teams, ensuring that algorithmic trading strategies adhere to regulatory requirements
  • Collaborating closely with portfolio managers, traders, and risk teams to develop and maintain a robust compliance framework
  • Staying ahead of regulatory changes and advising on their impact on operations

Requirements:

  • Extensive experience in investment compliance within a hedge fund, investment bank, or similar financial institution
  • Proven track record in implementing RTS 6 for MiFID II, with a deep understanding of the associated regulatory landscape
  • Strong background in algorithmic trading, with the ability to bridge the gap between complex trading strategies and compliance requirements
  • Experience in providing trading advisory compliance for front-office teams
  • Exceptional communication and leadership skills, with the ability to influence and drive change across the organization

What We Offer:

A highly competitive compensation package is on offer for this position.

  • Head of Trading Compliance EMEA

    10 hours ago

    London, Greater London, United Kingdom Attribution Search Full time

    Head of EthicsAttribution Search has partnered with a reputable multi-strategy hedge fund seeking a seasoned professional to lead their EMEA Trading Compliance efforts. This key role will collaborate closely with the Global CCO, EMEA CCO, and EMEA GC to refine, improve, and enhance the Legal and Compliance platform for the region.Key ResponsibilitiesSupport...

  • Head of Trading Compliance EMEA

    7 hours ago

    London, Greater London, United Kingdom Attribution Search Full time

    Head of EthicsAttribution Search has partnered with a reputable multi-strategy hedge fund seeking a seasoned professional to lead their EMEA Trading Compliance efforts. This key role will collaborate closely with the Global CCO, EMEA CCO, and EMEA GC to refine, improve, and enhance the Legal and Compliance platform for the region.Key ResponsibilitiesSupport...

  • Head of Trading Compliance EMEA

    7 days ago

    London, Greater London, United Kingdom Attribution Search Full time

    Attribution Search is seeking a seasoned professional to join our team as a Head of Trading Compliance, EMEA. This individual will collaborate closely with our Global Chief Compliance Officer, EMEA Chief Compliance Officer, and EMEA General Counsel to refine, improve, and enhance our Legal and Compliance platform for the region.The role will support the...

  • Head of Trading Compliance EMEA

    6 days ago

    London, Greater London, United Kingdom Attribution Search Full time

    Attribution Search is seeking a seasoned professional to join our team as a Head of Trading Compliance, EMEA. This individual will collaborate closely with our Global Chief Compliance Officer, EMEA Chief Compliance Officer, and EMEA General Counsel to refine, improve, and enhance our Legal and Compliance platform for the region.The role will support the...

  • Head of Compliance Advisory

    3 days ago

    London, Greater London, United Kingdom Shell Full time

    About the RoleWe are seeking a highly experienced and skilled professional to join our team as the Head of Compliance Advisory - EMEA. This is a senior role that requires a deep understanding of regulatory requirements and compliance best practices in the EMEA region.Key ResponsibilitiesProvide expert advice and guidance on compliance matters to the EMEA...

  • Head of Compliance Advisory

    3 days ago

    London, Greater London, United Kingdom Shell Full time

    About the RoleWe are seeking a highly experienced and skilled professional to join our team as the Head of Compliance Advisory - EMEA. This is a senior role that requires a deep understanding of regulatory requirements and compliance best practices in the EMEA region.Key ResponsibilitiesProvide expert advice and guidance on compliance matters to the EMEA...

  • EMEA Head of Electronic Trading Risk Management

    7 days ago

    London, Greater London, United Kingdom Jefferies Full time

    Job DescriptionWe are seeking a highly skilled and experienced Senior Risk Manager to join our team at Jefferies. As the EMEA Head of Electronic Trading Risk Management, you will be responsible for overseeing and managing electronic trading risk activities across Equities, Fixed Income, and FX in EMEA and Asia.Key Responsibilities:Electronic Trading Risk...

  • Head of Trading Compliance and Risk Management

    2 days ago

    London, Greater London, United Kingdom Attribution Search Full time

    Job Summary:Attribution Search is seeking a highly experienced and skilled professional to join our team as a Head of Trading Compliance, EMEA. This key role will be responsible for refining, improving, and enhancing the Legal and Compliance platform for the region, supporting the continued growth of our investment teams and incoming Portfolio Managers.Key...

  • Head of Trading Compliance and Risk Management

    2 days ago

    London, Greater London, United Kingdom Attribution Search Full time

    Job Summary:Attribution Search is seeking a highly experienced and skilled professional to join our team as a Head of Trading Compliance, EMEA. This key role will be responsible for refining, improving, and enhancing the Legal and Compliance platform for the region, supporting the continued growth of our investment teams and incoming Portfolio Managers.Key...

  • Compliance Officer for Trading and Investment

    7 days ago

    London, Greater London, United Kingdom Attribution Search Full time

    Job Summary:Attribution Search is seeking a highly experienced professional to join our team as a Head of Trading Compliance, EMEA. This role will involve working closely with our Global CCO, EMEA CCO, and EMEA GC to refine, improve, and enhance our Legal and Compliance platform for the region.Key Responsibilities:Support the continued growth of our...

  • Head of Compliance Advisory

    6 days ago

    London, Greater London, United Kingdom Shell Full time

    About the RoleWe are seeking a highly experienced and skilled professional to join our team as the Head of Compliance Advisory - EMEA. This is a senior role that will require you to provide expert advice and guidance on compliance matters to our EMEA business.Key ResponsibilitiesAct as the first point of contact for advice and independent challenge on...

  • Head of Compliance Advisory

    6 days ago

    London, Greater London, United Kingdom Shell Full time

    About the RoleWe are seeking a highly experienced and skilled professional to join our team as the Head of Compliance Advisory - EMEA. This is a senior role that will require you to provide expert advice and guidance on compliance matters to our EMEA business.Key ResponsibilitiesAct as the first point of contact for advice and independent challenge on...

  • Compliance Expert

    2 weeks ago

    London, Greater London, United Kingdom Shell Full time

    Compliance Expert - EMEAShell is seeking an experienced Compliance Expert to lead the EMEA region within the Shell Energy division. This role involves providing expert advice and support on compliance matters for the energy trading markets in Europe, Middle East & Africa (EMEA). As a member of the Compliance Leadership Team, you will play a crucial role in...

  • EMEA Chief Compliance Officer

    5 days ago

    London, Greater London, United Kingdom Attribution Search Full time

    Job Title: EMEA Chief Compliance OfficerAttribution Search is seeking a highly skilled and experienced Compliance Professional to join our team as a Head of Trading Compliance, EMEA. This is a unique opportunity to work with a reputable multi-strategy hedge fund, driving the growth of our investment teams and ensuring regulatory compliance across the...

  • EMEA Chief Compliance Officer

    5 days ago

    London, Greater London, United Kingdom Attribution Search Full time

    Job Title: EMEA Chief Compliance OfficerAttribution Search is seeking a highly skilled and experienced Compliance Professional to join our team as a Head of Trading Compliance, EMEA. This is a unique opportunity to work with a reputable multi-strategy hedge fund, driving the growth of our investment teams and ensuring regulatory compliance across the...

  • EMEA Chief Compliance Officer

    1 day ago

    London, Greater London, United Kingdom Attribution Search Full time

    Job Title: EMEA Chief Compliance OfficerAttribution Search is seeking a highly skilled and experienced Compliance Professional to join our team as a Head of Trading Compliance, EMEA. This is a unique opportunity to work with a reputable multi-strategy hedge fund, driving the growth of our investment teams and ensuring compliance with regulatory...

  • EMEA Chief Compliance Officer

    1 day ago

    London, Greater London, United Kingdom Attribution Search Full time

    Job Title: EMEA Chief Compliance OfficerAttribution Search is seeking a highly skilled and experienced Compliance Professional to join our team as a Head of Trading Compliance, EMEA. This is a unique opportunity to work with a reputable multi-strategy hedge fund, driving the growth of our investment teams and ensuring compliance with regulatory...

  • Head of Credit Trading

    1 week ago

    London, Greater London, United Kingdom MUFG Securities EMEA plc Full time

    About the RoleThe Director, Credit Trader will be responsible for growing and maintaining secondary bond trading volumes and revenues in line with business targets. This will involve partnering with Sales teams globally to increase our profitable market share in the US$ Yankee bank sector with our core investor base.Key ResponsibilitiesManage US$ credit...

  • Head of Credit Trading

    6 days ago

    London, Greater London, United Kingdom MUFG Securities EMEA plc Full time

    About the RoleThe Director, Credit Trader will be responsible for growing and maintaining secondary bond trading volumes and revenues in line with business targets. This will involve partnering with Sales teams globally to increase our profitable market share in the US$ Yankee bank sector with our core investor base.Key ResponsibilitiesManage US$ credit...

  • EMEA Head of Legal and Compliance

    1 day ago

    London, Greater London, United Kingdom Camino Partners Ltd Full time

    Job Title: EMEA Head of Legal and ComplianceJob Summary:Camino Partners Ltd is seeking a highly skilled and experienced Contract Compliance Professional to join their team. As the EMEA Head of Legal and Compliance, you will be responsible for ensuring all contractual obligations and compliance standards are met concerning the provision of independent...