Policy and Compliance Manager

7 days ago


London, Greater London, United Kingdom Oakleaf Executive Full time

Job Summary: Oakleaf Executive is seeking an experienced HR professional to lead the development and management of the people policy framework and associated programs.

About the Role: Reporting into the Chief People Officer, this role will be responsible for overseeing the HR policy framework, designing and maintaining individual policies and related procedures, and ensuring the HR function is compliant with regulatory requirements.

Key Responsibilities:

  • Establish and oversee governance of Employee Relations case management
  • Provide reports and analysis for HR, Legal, and Business Leadership
  • Coordinate HR efforts for all regulatory or internal audit activity
  • Lead on policy or governance-focused projects alongside the Chief Human Resources Officer

Requirements:

  • Degree qualified in human resources, business administration, or a related field
  • Strong working knowledge of, and demonstrated experience in, employee relations or business-focused HR in a regulated international organization
  • Proven track record in policy development and the provision of guidance and communication related to policy interpretation and application
  • Excellent communication, written, and presentation skills with evidence of being able to engage and influence at all levels of the organization
  • Meticulous and exceptionally strong organizational, system, and process skills to manage multiple and competing priorities and deadlines
  • Ability to handle sensitive information with discretion and maintain confidentiality
  • Ideally experience within the regulated Financial Services industry

What We Offer: Oakleaf Executive is a leading executive search firm, and we offer a dynamic and challenging work environment, competitive compensation, and opportunities for professional growth and development.



  • London, Greater London, United Kingdom Compliance Professionals Full time

    About Compliance ProfessionalsWe are a leading provider of compliance solutions to the financial services industry. Our team of experts helps organizations navigate complex regulatory requirements and develop effective compliance programs.Job SummaryWe are seeking a highly experienced Head of Banking Policy and Compliance to join our team. The successful...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    About Compliance ProfessionalsWe are a leading provider of compliance solutions to the financial services industry. Our team of experts helps organizations navigate complex regulatory requirements and develop effective compliance programs.Job SummaryWe are seeking a highly experienced Head of Banking Policy and Compliance to join our team. The successful...

  • Compliance Manager

    6 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionAbout the RoleWe are seeking a highly skilled Compliance Executive to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our business operations are in line with regulatory requirements and industry standards.Key ResponsibilitiesManage and oversee the compliance...

  • Compliance Manager

    7 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Overview**Compliance Professionals** is seeking a seasoned Compliance Manager to join our team in London. As a key member of our compliance function, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform...

  • Compliance Manager

    5 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading fintech banking group that operates globally. We are seeking a highly skilled Compliance Manager to join our London-based team.Key ResponsibilitiesLead regulatory horizon scanning and provide risk-based analysis to guide the bank's strategic decisions.Drive regulatory change projects and deliver clear...

  • Compliance Manager

    4 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading fintech banking group that operates globally. We are seeking a highly skilled Compliance Manager to join our London-based team.Key ResponsibilitiesLead regulatory horizon scanning and provide risk-based analysis to guide the bank's strategic decisions.Drive regulatory change projects and deliver clear...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring that our client's investment management activities are conducted in accordance with relevant regulatory requirements.Key...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Description:Job Title: Compliance ExecutiveJob Summary:We are seeking a highly skilled Compliance Executive to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our company operates in accordance with all relevant laws and regulations.Key Responsibilities:Manage and oversee...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Description:Job Title: Compliance ExecutiveJob Summary:We are seeking a highly skilled Compliance Executive to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our company operates in accordance with all relevant laws and regulations.Key Responsibilities:Manage and oversee...

  • Compliance Manager

    5 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading fintech banking group that operates globally. We are seeking a highly skilled Compliance Manager to join our London-based team.Job SummaryWe are looking for a seasoned Compliance Manager to lead our regulatory efforts and provide strategic guidance to our senior management team. The ideal candidate will...

  • Compliance Manager

    4 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading fintech banking group that operates globally. We are seeking a highly skilled Compliance Manager to join our London-based team.Job SummaryWe are looking for a seasoned Compliance Manager to lead our regulatory efforts and provide strategic guidance to our senior management team. The ideal candidate will...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Description:Job Title: Compliance ExecutiveJob Summary:We are seeking a highly skilled Compliance Executive to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our company operates in accordance with all relevant laws and regulations.Key Responsibilities:Manage and oversee...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Description:Job Title: Compliance ExecutiveJob Summary:We are seeking a highly skilled Compliance Executive to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our company operates in accordance with all relevant laws and regulations.Key Responsibilities:Manage and oversee...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionWe are seeking a highly skilled Compliance Executive to join our team at Compliance Professionals. The successful candidate will be responsible for managing and overseeing the compliance department, providing advice and guidance as necessary.Key Responsibilities:Management and oversight of the compliance department, providing advice and...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionWe are seeking a highly skilled Compliance Executive to join our team at Compliance Professionals. The successful candidate will be responsible for managing and overseeing the compliance department, providing advice and guidance as necessary.Key Responsibilities:Management and oversight of the compliance department, providing advice and...

  • Compliance Director

    3 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionWe are seeking a highly skilled Compliance Executive to join our team at Compliance Professionals. As a key member of our compliance department, you will play a vital role in ensuring the firm's systems and controls are effective and compliant with regulatory requirements.The Role:Compliance Leadership: Management and oversight of the...

  • Compliance Director

    3 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionWe are seeking a highly skilled Compliance Executive to join our team at Compliance Professionals. As a key member of our compliance department, you will play a vital role in ensuring the firm's systems and controls are effective and compliant with regulatory requirements.The Role:Compliance Leadership: Management and oversight of the...

  • Compliance Director

    1 week ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerWe are seeking a seasoned professional to play a key role in shaping our regulatory strategy as a Compliance Manager at Compliance Professionals.Lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion...

  • Compliance Manager

    3 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionThe CompanyOur global fintech banking group is a leading financial institution that provides innovative banking solutions to individuals and businesses worldwide.The RoleWe are seeking a highly skilled Compliance Manager to join our London-based team. As a key member of our compliance department, you will be responsible for leading regulatory...

  • Compliance Manager

    3 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionThe CompanyOur global fintech banking group is a leading financial institution that provides innovative banking solutions to individuals and businesses worldwide.The RoleWe are seeking a highly skilled Compliance Manager to join our London-based team. As a key member of our compliance department, you will be responsible for leading regulatory...