Risk Management Analyst

3 weeks ago

Manchester, United Kingdom Interactive Investor Full time

Position Overview

Company Background:

Interactive Investor is a distinguished investment platform dedicated to empowering its clients in managing their financial futures. With over 25 years of experience, we have navigated through various market conditions, establishing ourselves as the leading flat-fee investment platform in the UK, overseeing nearly £70 billion in assets and serving over 400,000 clients.

Our platform offers a straightforward, flat monthly fee, providing a secure environment for pensions, ISAs, and investments. We present a diverse selection of more than 40,000 investment options, including shares, funds, trusts, and ETFs, both domestically and internationally.

We pride ourselves on delivering impartial, expert insights through our award-winning financial journalists, an engaged investor community, and regular newsletters.

Core Values:

Our mission is clear: we aim for our clients to feel empowered and in control, for Interactive Investor to continue thriving, and for our workplace to foster growth for all employees. Our customer-centric philosophy and strong values are fundamental to our operations. We prioritize honesty, transparency, and accountability in our interactions with clients and colleagues alike. We are driven by ambition and a commitment to what is best for our clients, our teams, and our organization.

Role Purpose:

We are seeking a Risk Management Analyst to join our Operations Risk and Control team. This position is crucial for overseeing transaction reporting of market trades to regulatory authorities. The analyst will also monitor Crest messaging and address any error messages that arise, while providing support to the Trade Surveillance team.

Key Responsibilities:

  • Oversee transaction reporting to ensure compliance with regulatory requirements and address any reporting discrepancies within established timelines.
  • Monitor Crest communications, both incoming and outgoing, resolving any exceptions promptly.
  • Manage trade dispute resolutions, employing a fact-based approach to systems and controls, and proactively addressing issues.
  • Ensure best execution practices for equities, bonds, fixed income, and other financial instruments across UK and international markets.
  • Review alerts for potential market abuse generated by external systems and document cases for compliance evaluations.
  • Investigate new security issues and secure necessary approvals for their inclusion on the platform.
  • Maintain a commitment to fair treatment of clients at all times.
  • Promptly escalate trade-related issues to management, mitigating risks through effective resolution strategies.
  • Adhere to Operations Risk and Control procedures consistently.
  • Support quality assurance processes for critical business functions.
  • Maintain up-to-date knowledge and skills necessary for competent performance in the role, ensuring training and competency records are current.
  • Comply with internal procedures and guidelines at all times.
  • Exercise due diligence and care, adhering to market conduct standards and engaging with regulators in a cooperative manner.
  • Understand and maintain the Operations Risk and Control Business Continuity Plan.
  • Utilize the training and competence framework to uphold the necessary expertise for the role.
  • Ensure compliance with the organization's risk appetite statement.
  • Take responsibility for meeting regulatory standards as outlined by governing bodies.
  • Support the first line of defense by adhering to business processes designed to meet regulatory requirements.
  • Foster relationships with operational teams in other financial institutions.
  • Oversee international order flows, addressing system issues and customer concerns.
  • Participate in late shift responsibilities on a rotational basis with global trading teams.

Required Skills and Experience:

  • In-depth knowledge of transaction reporting and MIFID II regulations.
  • Comprehensive understanding of Crest messaging.
  • Qualifications from the Securities Institute or CISI Level 3 or higher.
  • Proven experience in stockbroking or investment banking, particularly within trading teams.
  • Familiarity with trading and settlement processes for both domestic and international markets.
  • Understanding of the regulatory framework and monitoring requirements.
  • Knowledge of compliance and industry regulations related to trading systems and controls.
  • Exceptional interpersonal and communication skills, with a focus on verbal and listening abilities.
  • Strong attention to detail and numeracy skills.
  • Client-focused mindset.
  • Proficient problem-solving and decision-making capabilities.
  • Ability to maintain composure in high-pressure situations.
  • Collaborative team player.
  • Adaptable and flexible in approach to work.
  • Commitment to driving impactful results and focusing on key priorities.
  • Ownership of challenges and self-awareness.
  • Demonstrated integrity in both personal and professional conduct.

Personal Attributes:

  • Effective communicator.
  • Collaborative team member.
  • Passionate about achieving optimal outcomes.
  • Ability to deliver results efficiently.
  • Decisive and accountable for outcomes.
  • Open to challenges and willing to challenge others.

Core Principles: STRAIGHT TALKING | MOVING WITH SPEED | OWNING THE OUTCOME

  • Senior Credit Risk Analyst

    1 month ago

    Manchester, United Kingdom MERJE Full time

    Senior Credit Risk Analyst- Manchester (Hybrid)- up to £50K!This company, is seeking a Senior Credit Risk Analyst to join their team. The successful candidate will play a key role in developing and delivering changes to Credit Risk strategy. This is an exciting opportunity for someone with extensive experience of data manipulation and analysis to join a...

  • Risk Management Analyst

    3 weeks ago

    Manchester, United Kingdom Interactive Investor Full time

    ABOUT US:Interactive Investor is a distinguished investment platform dedicated to empowering our clients in managing their financial futures.With over 25 years of experience, we have navigated through various market conditions, establishing ourselves as the UK's leading flat-fee investment platform, overseeing nearly £70 billion in assets and serving over...

  • Credit Risk Analyst

    1 month ago

    Manchester, United Kingdom N Brown Full time

    Credit Risk Analyst Job details Salary Competitive salary and strong benefits LocationManchester Discipline Reference017322 Credit Risk Analyst A bit about the role: This role sits within the Credit Risk team, supporting the development of the lending strategy to drive long-term, sustainable profit from our Financial Services offering....

  • Compliance Risk Analyst

    3 weeks ago

    Manchester, United Kingdom Savills Full time

    Join our esteemed Compliance Division as a Compliance Risk Analyst.Position Overview:We are seeking a Compliance Risk Analyst to become a vital part of our Compliance Division. This position entails performing client due diligence assessments autonomously and collaborating with both internal and external parties. Comprehensive training will be provided to...

  • Risk Management Analyst

    3 weeks ago

    Manchester, United Kingdom Inspired PLC Full time

    Company OverviewInspired PLC is a prominent technology-driven provider of energy and sustainability advisory services in the UK. Established in 2000, we have expanded our reach and capabilities, serving over 3,400 clients across various sectors in the UK and Ireland.Our mission is to assist businesses in addressing the climate crisis by tackling their most...

  • Senior Credit Risk Analyst

    3 weeks ago

    Manchester, United Kingdom N Brown Full time

    Senior Credit Risk Analyst Position Overview: We are seeking a dedicated Senior Credit Risk Analyst to join our dynamic Credit Risk team. This pivotal role will focus on enhancing our lending strategies to ensure sustainable profitability within our Financial Services division. You will collaborate closely with the Credit Risk Manager to assess...

  • Credit Risk Analyst

    1 month ago

    MANCHESTER, United Kingdom N BROWN Full time

    Job Title: Credit Risk AnalystA bit about the role:This role sits within the Credit Risk team, supporting the development of the lending strategy to drive long-term, sustainable profit from our Financial Services offering. This will be achieved through the monitoring of the existing strategy, working alongside the Credit Risk Manager in identifying...

  • Credit Risk Analyst

    3 months ago

    MANCHESTER, United Kingdom N BROWN Full time

    Job Title: Credit Risk Analyst A bit about the role: This role sits within the Credit Risk team, supporting the development of the lending strategy to drive long-term, sustainable profit from our Financial Services offering. This will be achieved through the monitoring of the existing strategy, working alongside the Credit Risk Manager in identifying...

  • Retail Risk Analyst

    3 weeks ago

    Manchester, United Kingdom Gazprom Energy Full time

    Become an integral member of our Sales Portfolio Optimization team as a Retail Risk Analyst. In this role, you will play a vital part in enhancing the financial performance of our organization by delivering insightful analysis and supporting strategic decision-making. This position is an excellent opportunity to work with Gazprom Energy, a prominent player...

  • Senior Credit Risk Analyst

    3 weeks ago

    Greater Manchester, United Kingdom MERJE Full time

    Senior Credit Risk Analyst- Manchester (Hybrid)- up to £50K!This company, is seeking a Senior Credit Risk Analyst to join their team. The successful candidate will play a key role in developing and delivering changes to Credit Risk strategy. This is an exciting opportunity for someone with extensive experience of data manipulation and analysis to join a...

  • Senior Credit Risk Analyst

    3 weeks ago

    Greater Manchester, United Kingdom MERJE Full time €50,000

    Senior Credit Risk Analyst- Manchester (Hybrid)- up to £50K! This company, is seeking a Senior Credit Risk Analyst to join their team. The successful candidate will play a key role in developing and delivering changes to Credit Risk strategy. This is an exciting opportunity for someone with extensive experience of data manipulation and analysis to join a...

  • Senior Credit Risk Analyst

    3 weeks ago

    Greater Manchester, United Kingdom MERJE Full time

    Senior Credit Risk Analyst- Manchester (Hybrid)- up to £50K!This company, is seeking a Senior Credit Risk Analyst to join their team. The successful candidate will play a key role in developing and delivering changes to Credit Risk strategy. This is an exciting opportunity for someone with extensive experience of data manipulation and analysis to join a...

  • Senior Credit Risk Analyst

    3 weeks ago

    Greater Manchester, United Kingdom MERJE Full time €50,000

    Senior Credit Risk Analyst- Manchester (Hybrid)- up to £50K! This company, is seeking a Senior Credit Risk Analyst to join their team. The successful candidate will play a key role in developing and delivering changes to Credit Risk strategy. This is an exciting opportunity for someone with extensive experience of data manipulation and analysis to join a...

  • Credit Risk Analyst

    23 hours ago

    Manchester, United Kingdom TalkTalk Telecom Group plc Full time

    About the RoleWe are seeking a highly skilled Credit Risk Analyst to join our team at TalkTalk Telecom Group plc. As a key member of our operations, commercial, and trading teams, you will play a pivotal role in shaping our credit risk acquisition and in-life strategy.Key ResponsibilitiesCredit Risk Analysis:Develop and maintain credit risk scorecards in...

  • Credit Risk Analyst

    19 hours ago

    Manchester, United Kingdom TalkTalk Telecom Group plc Full time

    About the RoleWe are seeking a highly skilled Credit Risk Analyst to join our team at TalkTalk Telecom Group plc. As a key member of our operations, commercial, and trading teams, you will play a pivotal role in shaping our credit risk acquisition and in-life strategy.Key ResponsibilitiesCredit Risk Analysis:Develop and maintain credit risk scorecards in...

  • Insurance Risk Analyst

    3 weeks ago

    Manchester, United Kingdom HSB Engineering Insurance Full time

    Job OverviewPosition: Insurance Risk AnalystWork Arrangement: HybridEmployment Type: PermanentWe are seeking dedicated Insurance Professionals ready to take on a new opportunity to enhance their risk assessment skills. This position is designed for those who are passionate about the insurance sector and eager to expand their knowledge.In this role, you will...

  • Senior Prudential Risk Analyst

    3 weeks ago

    Manchester, United Kingdom JSS Search Full time

    We are excited to announce a new opportunity for a Senior Prudential Risk Analyst at JSS Search, a rapidly expanding Financial Services organization. This position offers the flexibility of remote work, requiring only minimal office attendance.Key Responsibilities:Assist in the management of prudential risks, encompassing interest rate risk, credit risk,...

  • Compliance and Risk Management Analyst

    5 days ago

    Manchester, United Kingdom NJR Recruitment Full time

    Job DescriptionJob Title: Quality and Compliance AnalystJob Type: Full-timeIndustry: Financial ServicesLocation: RemoteJob Description:We are seeking an experienced Quality and Compliance Analyst to join our team at NJR Recruitment. As a Quality and Compliance Analyst, you will play a crucial role in ensuring the management of the complaint handling service...

  • Senior Prudential Risk Analyst

    3 weeks ago

    Manchester, United Kingdom JSS Search Full time

    We are excited to present a **Senior Prudential Risk Analyst** opportunity within a rapidly expanding Financial Services organization. This position offers the flexibility of remote work, requiring only occasional office attendance.Core ResponsibilitiesAssist in the management of prudential risks, encompassing interest rate fluctuations, credit exposure,...

  • Risk and Governance Analyst

    3 months ago

    Manchester, United Kingdom Gallagher Full time

    Overview We are currently seeking a Risk and Governance Analyst to join our Risk & Governance team at Pen. In this role, you will be responsible for supporting the team and the wider business with matters relating to Compliance, Risk, and the Governance Framework. Your main objective will be to act in the best interests of the company by helping to mitigate...