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Trade Surveillance Specialist

2 months ago

London, Greater London, United Kingdom Crédit Agricole CIB Full time

About the Role

The Trade Surveillance Officer will be responsible for implementing and performing monitoring and testing of trade alerts across all CA CIB and CASA business lines. This includes monitoring of trades, orders, RFQs, and market data, as well as assisting in the design of new monitoring strategies.

Key Responsibilities

  • Implement and perform monitoring and testing of trade alerts across all CA CIB and CASA business lines.
  • Assist in the design of new monitoring strategies.
  • Help to enhance monitoring and surveillance controls that extend to CA CIB and CASA for conduct and market abuse risks.
  • Compile breach/incident and audit trail reports arising from monitoring activity and report the outcome to the UK Head of Surveillance.
  • Create and document detailed user guides and desktop procedures.

Requirements

The ideal candidate will have experience in the execution and completion of compliance reports, providing statistical data, performing alert classification, escalation process, and detailed investigations. They will also have strong analytical skills and a demonstrable track record of drafting reports and supplying relevant evidence that can be communicated to regulators.

What We Offer

As a Trade Surveillance Officer at Crédit Agricole CIB, you will have the opportunity to work in a dynamic and challenging environment, with a team of experienced professionals. You will be responsible for implementing and performing monitoring and testing of trade alerts, and assisting in the design of new monitoring strategies.