Market Surveillance Specialist
4 weeks ago
MarketAxess Holdings Inc. is seeking a skilled Market Surveillance Specialist to join our Compliance team in London. As a key member of our team, you will be responsible for monitoring and analyzing electronic communications and trade surveillance data to identify potential market abuse and insider trading.
- Monitor and investigate suspicious trading activity and electronic communications to ensure compliance with market regulations.
- Collaborate with our Senior Surveillance Officer to develop and implement effective monitoring systems to reduce false positives and optimize alert generation.
- Produce and review reliable market intelligence to support our governance and control framework.
- Assist in the annual market abuse risk assessment for each trading venue across EMEA & APAC.
- Review and maintain accurate records of market abuse policies and procedures.
Requirements:
- Graduate with a STEMS degree and experience in market surveillance.
- Strong analytical and problem-solving skills.
- Ability to work independently and collaboratively as part of a team.
- Fluency in English, both written and spoken.
What We Offer:
- Competitive salary and benefits package.
- Opportunities for professional growth and development.
- Collaborative and dynamic work environment.
-
Trade Surveillance Specialist
4 weeks ago
London, Greater London, United Kingdom Taylor James Resourcing Full timeTrade Surveillance SpecialistWe are seeking a highly analytical Trade Surveillance Specialist to join our team. The ideal candidate will have 12 months of experience in Compliance/Trade Monitoring Surveillance and a strong background in financial markets.The main function of this position will be to assist in the Company's market surveillance and monitoring...
-
Market Surveillance Platform Lead
1 week ago
London, Greater London, United Kingdom Miryco Consultants Ltd Full timeJob OverviewMiryco Consultants Ltd is a leading RegTech company providing strategic advisory and regulatory technology solutions to the Financial Services industry. Our company seeks a skilled Market Surveillance Specialist to join its Product team, overseeing the development of a Market Surveillance platform.About the RoleThis position offers ownership of...
-
Market Surveillance Officer
2 weeks ago
London, Greater London, United Kingdom Rev & Regs Full timeJob Title: Market Surveillance OfficerDescription:We are seeking a highly skilled Market Surveillance Officer to join our team at Rev & Regs. As a key member of our compliance monitoring function, you will be responsible for monitoring and closing market surveillance alerts and electronic communications to identify suspicious behaviour that could be...
-
Ecomms Surveillance Specialist
4 weeks ago
London, Greater London, United Kingdom Investigo Full timeJob DescriptionInvestigo is seeking a highly skilled Ecomms Surveillance Specialist to join their Compliance team in London. The successful candidate will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key Responsibilities:Monitor and analyze...
-
Commodities Surveillance Specialist
2 weeks ago
London, Greater London, United Kingdom Investigo Full timeInvestigo is seeking a highly skilled Commodities Surveillance Specialist to join their Compliance team in London. Key responsibilities include monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. The ideal candidate will have a strong understanding of market abuse...
-
Market Surveillance Specialist
3 weeks ago
London, Greater London, United Kingdom TradingHub Full timeAbout the RoleWe're seeking a seasoned Market Surveillance Specialist to collaborate with our London team. This position will enable you to develop a deep understanding of TradingHub's model-based approach to market abuse surveillance and leverage your knowledge of capital markets to drive new revenue generation.As a key member, you'll be responsible for...
-
Market Surveillance Officer
4 weeks ago
London, Greater London, United Kingdom Executive Network Group Full timeJob Summary:We are seeking a skilled Market Surveillance Officer to join our compliance team in London. This role would suit a tech-focused individual with experience in market surveillance and a background in exchange-traded derivatives.Key Responsibilities:Perform trade surveillance and monitoring of voice and electronic communications relating to our...
-
Senior Market Surveillance Product Lead
1 week ago
London, Greater London, United Kingdom Miryco Consultants Ltd Full timeMiryco Consultants Ltd, a leading RegTech company, is revolutionizing the Financial Services industry with innovative strategic advisory and regulatory technology solutions. As part of their growth, they are seeking an experienced Market Surveillance Specialist to join their Product team.Key Responsibilities:Lead the development of the Market Surveillance...
-
Digital Asset Surveillance Specialist
4 days ago
London, Greater London, United Kingdom GFO-X Full timeRole OverviewWe are seeking a highly skilled Digital Asset Surveillance Specialist to join our Market Surveillance Group in London. This role is an exciting opportunity for individuals with a passion for regulatory compliance and a keen eye for detail.
-
Risk Management Specialist
3 weeks ago
London, Greater London, United Kingdom NCAA (National Collegiate Athletic Association) Full time**Job Summary**We are seeking a highly motivated and detail-oriented Risk Management Specialist to join our Markets Surveillance team in London. As a key member of our team, you will be responsible for developing and executing our trade surveillance program, focused on market abuse, insider trading, and regional/policy-related risks.Key...
-
Senior Market Surveillance Analyst
4 weeks ago
London, Greater London, United Kingdom MarketAxess Holdings Inc. Full timeMarketAxess Holdings Inc. is on a mission to revolutionize the financial markets by providing a secure and transparent trading platform. As a Senior Market Surveillance Analyst, you will play a crucial role in ensuring the integrity of our markets by detecting and preventing market abuse.The RoleThis is an exciting opportunity for a skilled analyst to join...
-
Market Surveillance Platform Lead
4 weeks ago
London, Greater London, United Kingdom Miryco Consultants Ltd Full timeMarket Surveillance Platform LeadMiryco Consultants Ltd is seeking a skilled Market Surveillance Platform Lead to oversee the development of its Market Surveillance platform. This is an opportunity to build something from the ground up and have ownership of the Market Abuse and Surveillance offerings.You will serve as the primary point of contact in the...
-
Product Manager
1 month ago
London, Greater London, United Kingdom Miryco Consultants Ltd Full timeProduct Manager - Market SurveillanceMiryco Consultants Ltd is seeking a skilled Product Manager to oversee the development of its Market Surveillance platform. This is an opportunity to build something from the ground up and have ownership of the Market Abuse and Surveillance offerings.Key Responsibilities:Collaborate with Product, Engineering, and Sales...
-
Market Surveillance Officer
3 weeks ago
City Of London, UK, Central London, United Kingdom Rev & Regs Full timeRev & Regs are recruiting for a contract Market Surveillance Manager position for a dynamic and well-established broker in the City of London.The candidate will be involved with performing trade surveillance and monitoring of voice and electronic communications relating to the organisation’s trading and broking activities across the UK, US and...
-
Market Surveillance Officer
2 weeks ago
City Of London, UK, Central London, United Kingdom Rev & Regs Full timeRev & Regs are recruiting for a contract Market Surveillance Manager position for a dynamic and well-established broker in the City of London.The candidate will be involved with performing trade surveillance and monitoring of voice and electronic communications relating to the organisation’s trading and broking activities across the UK, US and...
-
Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Crédit Agricole CIB Full timeAbout the RoleThe Compliance Specialist - Trade Surveillance will be responsible for monitoring and analyzing trade data to identify potential compliance risks.Main ResponsibilitiesMonitor trades, orders, RFQs, and market data for compliance risksDevelop and implement new monitoring strategies and controlsAssist in the design of new monitoring...
-
Regulatory Surveillance Lead
3 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeJob Title: Regulatory Surveillance LeadJob Summary: We are seeking a highly skilled Regulatory Surveillance Lead to join our team at the Financial Conduct Authority. As a key member of our Market Abuse Oversight Department, you will play a critical role in ensuring the integrity of our financial markets.Key Responsibilities:Supervise the STOR regime,...
-
Financial Markets Surveillance Expert
3 weeks ago
London, Greater London, United Kingdom Marex Spectron Full timeAbout Marex SpectronMarex Spectron is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment...
-
Market Abuse Surveillance Specialist
4 weeks ago
London, Greater London, United Kingdom TradingHub Full timeAbout the RoleWe are seeking a skilled Market Abuse Surveillance Specialist to play a key role in new business development at TradingHub. This position will allow you to develop a deep understanding of our model-based approach to market abuse surveillance and apply your knowledge of capital markets to drive new revenue generation.The focus of the role is to...
-
Surveillance Compliance Officer
4 weeks ago
London, Greater London, United Kingdom Marex Spectron Full timeAbout Marex SpectronMarex Spectron is a leading global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.The Group offers a comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging, and Investment...