Trade Surveillance Specialist
3 weeks ago
Britannia Global Markets Limited is a leading global financial group offering a wide range of banking, securities, and investment management services. We are seeking a highly skilled Trade Surveillance Manager to join our team.
Key Responsibilities:- Conduct ad hoc reviews and analysis of client activity to identify potentially suspicious activity and/or patterns or repeated activity.
- Carry out daily reviews (on T+1) for Client and Desk Order Flow, monitoring total message counts and ratios, ensuring any potential Exchange breaches are reviewed and averted.
- Assist in ongoing client investigations and 'Enhanced Client Monitoring', providing analysis and reports to the Head of Compliance.
- Assist in alert calibration testing for new and existing alert types, ensuring any proposed changes/enhancements to alerts are delivered as expected.
- Maintain procedure manuals as and when required.
- Develop an understanding of Britannia Global Markets' new and existing products and services in order to assist in the ongoing assessment of the firm's market abuses risks.
- Participate in other compliance projects and work as required by the Head of Compliance.
- Experience in a financial markets role and an understanding of FCA's MAR.
- Experience of compliance monitoring of trading desks is desirable, but not essential.
- Excellent data analysis and interpretation skills.
- Ability to quickly grasp an understanding of alert triggers and trading behaviour.
- Conversant with all Microsoft Office applications particularly Excel and PowerPoint.
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Trade Surveillance Specialist
2 weeks ago
London, Greater London, United Kingdom Taylor James Resourcing Full timeTrade Surveillance SpecialistWe are seeking a highly analytical Trade Surveillance Specialist to join our team. The ideal candidate will have 12 months of experience in Compliance/Trade Monitoring Surveillance and a strong background in financial markets.The main function of this position will be to assist in the Company's market surveillance and monitoring...
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Trade Surveillance Specialist
3 weeks ago
London, Greater London, United Kingdom FincSelect Full timeTrade Surveillance OfficerWe are excited to be working with a leading commodities firm on an opportunity within their trade surveillance team.This is a unique surveillance role that offers unparalleled opportunities for growth and development.The ideal candidate will have solid trade and ecomms surveillance experience, with a strong understanding of...
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Trade Surveillance Specialist
3 weeks ago
London, Greater London, United Kingdom FincSelect Full timeTrade Surveillance OfficerWe are excited to be working with a leading commodities firm on an opportunity within their trade surveillance team.This is a unique surveillance role that offers unparalleled opportunities for growth and development.The ideal candidate will have solid trade and ecomms surveillance experience, with a strong understanding of...
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Trade Surveillance Specialist
1 month ago
London, Greater London, United Kingdom FincSelect Full timeTrade Surveillance OfficerWe are excited to be working with a leading commodities firm on an opportunity within their trade surveillance team.This is a unique surveillance role that stands out from the rest in the market, with unparalleled buy-in from senior leadership and ambitious plans for the future of the team.The ideal candidate will have solid trade...
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Trade Surveillance Specialist
1 month ago
London, Greater London, United Kingdom FincSelect Full timeTrade Surveillance OfficerWe are excited to be working with a leading commodities firm on an opportunity within their trade surveillance team.This is a unique surveillance role that stands out from the rest in the market, with unparalleled buy-in from senior leadership and ambitious plans for the future of the team.The ideal candidate will have solid trade...
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Trade Surveillance Specialist
1 month ago
London, Greater London, United Kingdom FincSelect Full timeTrade Surveillance OfficerWe are excited to be working with a leading commodities firm on an opportunity within their trade surveillance team.This is a unique chance to join a team that is at the forefront of trade surveillance in the market.The ideal candidate will have solid experience in trade and ecomms surveillance, with a strong understanding of...
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Trade Surveillance Specialist
1 month ago
London, Greater London, United Kingdom FincSelect Full timeTrade Surveillance OfficerWe are excited to be working with a leading commodities firm on an opportunity within their trade surveillance team.This is a unique chance to join a team that is at the forefront of trade surveillance in the market.The ideal candidate will have solid experience in trade and ecomms surveillance, with a strong understanding of...
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Trade Surveillance Specialist
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London, Greater London, United Kingdom Angove Partners Full timeMarket Surveillance AssociateAngove Partners is seeking a detail-oriented Market Surveillance Associate to join their dynamic team in London.About the Role:The Market Surveillance team monitors activity on all of our clients trading venues to ensure that the markets remain fair, transparent, and orderly. The team identifies behaviour which may be indicative...
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Trade Surveillance Specialist
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London, Greater London, United Kingdom Angove Partners Full timeMarket Surveillance AssociateAngove Partners is seeking a detail-oriented Market Surveillance Associate to join their dynamic team in London.About the Role:The Market Surveillance team monitors activity on all of our clients trading venues to ensure that the markets remain fair, transparent, and orderly. The team identifies behaviour which may be indicative...
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Trade Surveillance Specialist
1 month ago
London, Greater London, United Kingdom FincSelect Full timeTrade Surveillance OfficerWe are excited to be working with a leading commodities firm on an opportunity within their trade surveillance team.This is a unique surveillance role that stands out from the rest in the market, with unparalleled buy-in from senior leadership and ambitious plans for the future of the team.The role offers a wide range of projects to...
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Trade Surveillance Specialist
1 month ago
London, Greater London, United Kingdom FincSelect Full timeTrade Surveillance OfficerWe are excited to be working with a leading commodities firm on an opportunity within their trade surveillance team.This is a unique surveillance role that stands out from the rest in the market, with unparalleled buy-in from senior leadership and ambitious plans for the future of the team.The role offers a wide range of projects to...
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Trade Surveillance Specialist
1 month ago
London, Greater London, United Kingdom Crédit Agricole CIB Full timeJob DescriptionJob Title: Trade Surveillance OfficerJob Summary: We are seeking a highly skilled Trade Surveillance Officer to join our team at Crédit Agricole CIB. The successful candidate will be responsible for implementing and performing monitoring and testing of trade alerts across all business lines, as well as providing input for the design of new...
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Trade Surveillance Specialist
1 month ago
London, Greater London, United Kingdom Crédit Agricole CIB Full timeJob DescriptionJob Title: Trade Surveillance OfficerJob Summary: We are seeking a highly skilled Trade Surveillance Officer to join our team at Crédit Agricole CIB. The successful candidate will be responsible for implementing and performing monitoring and testing of trade alerts across all business lines, as well as providing input for the design of new...
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Trade Surveillance Specialist
3 weeks ago
London, Greater London, United Kingdom Crédit Agricole CIB Full timeJob DescriptionJob Title: Trade Surveillance OfficerJob Summary: We are seeking a highly skilled Trade Surveillance Officer to join our team at Crédit Agricole CIB. The successful candidate will be responsible for implementing and performing monitoring and testing of trade alerts across all business lines, as well as providing input for the design of new...
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Trade Surveillance Specialist
3 weeks ago
London, Greater London, United Kingdom Crédit Agricole CIB Full timeJob DescriptionJob Title: Trade Surveillance OfficerJob Summary: We are seeking a highly skilled Trade Surveillance Officer to join our team at Crédit Agricole CIB. The successful candidate will be responsible for implementing and performing monitoring and testing of trade alerts across all business lines, as well as providing input for the design of new...
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Trade Surveillance Specialist
4 weeks ago
London, Greater London, United Kingdom Britannia Global Markets Limited Full timeJob Title: Trade Surveillance ManagerBritannia Global Markets Limited is a leading global financial group offering a wide range of banking, securities, and investment management services to a diverse client base.Job Summary:We are seeking a highly skilled Trade Surveillance Manager to join our team. The successful candidate will be responsible for...
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Trade Surveillance Specialist
4 weeks ago
London, Greater London, United Kingdom Britannia Global Markets Limited Full timeJob Title: Trade Surveillance ManagerBritannia Global Markets Limited is a leading global financial group offering a wide range of banking, securities, and investment management services to a diverse client base.Job Summary:We are seeking a highly skilled Trade Surveillance Manager to join our team. The successful candidate will be responsible for...
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AVP - Trade Surveillance Specialist
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AVP - Trade Surveillance Specialist
3 weeks ago
London, Greater London, United Kingdom Black Swan Group Full timeAVP - Trade Surveillance (Commodities/FX) Job DescriptionWe are seeking a dedicated AVP in Trade Surveillance to join our forward-thinking team at Black Swan Group in London. This role offers the opportunity to optimize and enhance the surveillance function, collaborate with the front office sales and trading desks, and significantly impact the future of...
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Trade Surveillance Specialist
3 weeks ago
London, Greater London, United Kingdom Crédit Agricole CIB Full timeJob DescriptionThe role of Trade Surveillance Officer requires an expert in the collection and analysis of input and output data, as well as an understanding of key and up-to-date Compliance matters. Knowledge of the surveillance tool Actimize is an advantage but not a requirement.Key ResponsibilitiesImplement and perform monitoring and testing of trade...