Regulatory Compliance Specialist

3 weeks ago


Hitchin, Hertfordshire, United Kingdom MW Appointments. Full time
Position Overview

We are pleased to present a unique opportunity within a dynamic, multifaceted organization that operates as a Lloyds Broker, boasting a significant international presence alongside a vibrant retail market in the UK.


The **Regulatory Compliance Specialist** will be an integral part of the UK retail division, responsible for overseeing the **First Line of Defence** for compliance. This role involves close collaboration with the **Operations Directors** and **Managing Directors** to ensure that robust systems and controls are implemented effectively.


Key Responsibilities:

  • Monitor and ensure adherence to compliance regulations and standards.
  • Collaborate with senior management to identify and mitigate compliance risks.
  • Provide guidance and support to operational teams regarding compliance matters.
  • Assist in the development and implementation of compliance policies and procedures.


This position offers a chance to contribute to a leading firm while enhancing your career in compliance within a supportive and innovative environment.



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