Compliance Operations Coordinator
6 days ago
AJ FOX COMPLIANCE is seeking a highly skilled Conflict Resolution Specialist to join our team in London. As a key member of our compliance department, you will be responsible for running conflict reports and collaborating with international compliance teams.
Key Responsibilities- Conduct, review, and analyze the results of conflict checks on new matters to ensure accurate and timely reporting.
- Quality check conflicts of interest reports prior to distribution to ensure compliance with regulatory requirements.
- Collaborate with compliance teams to ensure complete conflict searches on potential clients are carried out by evaluating organizational relationships and entering information into the conflicts database.
- Answer queries related to conflict reports and provide expert guidance to colleagues.
- Maintain knowledge of firm policies, conflict-checking procedures, and new business intake processes.
- Analyze data for various colleagues, such as lawyers and secondees, to inform business decisions.
- Maintain functional knowledge of compliance processes and procedures to ensure seamless operations.
- Proven experience in a compliance or risk management role within a major law firm.
- Familiarity with SRA and statutory requirements, as well as experience with Intapp.
- Excellent analytical and organizational skills, with the ability to work in a fast-paced environment.
- Strong communication and interpersonal skills, with the ability to build relationships with colleagues and clients.
- Ability to maintain confidentiality and handle sensitive information with discretion.
AJ FOX COMPLIANCE offers a dynamic and supportive work environment, with opportunities for professional growth and development. We are committed to attracting and retaining top talent, and offer a competitive salary and benefits package.
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Compliance Operations Coordinator
6 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout the RoleAJ FOX COMPLIANCE is seeking a highly skilled Conflict Assistant to join our team in London. As a key member of our compliance department, you will play a vital role in ensuring the smooth operation of our conflict checking processes.Key ResponsibilitiesConflict Checking and Analysis: Conduct, review, and analyze the results of conflict checks...
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Compliance Operations Coordinator
6 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout the RoleAJ FOX COMPLIANCE is seeking a highly skilled Conflict Assistant to join our team in London. As a key member of our compliance department, you will play a vital role in ensuring the smooth operation of our conflict checking processes.Key ResponsibilitiesConflict Checking and Analysis: Conduct, review, and analyze the results of conflict checks...
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Compliance Manager
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Overview**Compliance Professionals** is seeking a seasoned Compliance Manager to join our team in London. As a key member of our compliance function, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform...
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Compliance Manager
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading fintech banking group that operates globally. We are seeking a highly skilled Compliance Manager to join our London-based team.Key ResponsibilitiesLead regulatory horizon scanning and provide risk-based analysis to guide the bank's strategic decisions.Drive regulatory change projects and deliver clear...
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Compliance Manager
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading fintech banking group that operates globally. We are seeking a highly skilled Compliance Manager to join our London-based team.Key ResponsibilitiesLead regulatory horizon scanning and provide risk-based analysis to guide the bank's strategic decisions.Drive regulatory change projects and deliver clear...
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Compliance Director
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerWe are seeking a seasoned professional to play a key role in shaping our regulatory strategy as a Compliance Manager at Compliance Professionals.Lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion...
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Compliance Executive
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description:Job Title: Compliance ExecutiveJob Summary:We are seeking a highly skilled Compliance Executive to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our company operates in accordance with all relevant laws and regulations.Key Responsibilities:Manage and oversee...
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Compliance Executive
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description:Job Title: Compliance ExecutiveJob Summary:We are seeking a highly skilled Compliance Executive to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our company operates in accordance with all relevant laws and regulations.Key Responsibilities:Manage and oversee...
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Compliance Executive
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description:Job Title: Compliance ExecutiveJob Summary:We are seeking a highly skilled Compliance Executive to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our company operates in accordance with all relevant laws and regulations.Key Responsibilities:Manage and oversee...
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Compliance Executive
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description:Job Title: Compliance ExecutiveJob Summary:We are seeking a highly skilled Compliance Executive to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our company operates in accordance with all relevant laws and regulations.Key Responsibilities:Manage and oversee...
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Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timePosition OverviewABOUT THE ORGANIZATION:Compliance Professionals is a dedicated firm specializing in compliance solutions for investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance...
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Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW:Our organization is a dedicated, investment-focused fund management firm, overseeing assets totaling over £18 billion. KEY RESPONSIBILITIES:Continuous assessment and improvement of the Compliance Monitoring Framework, including controls and oversight, collaborating with management and department heads on compliance measures.Daily compliance...
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Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timePosition OverviewABOUT THE ORGANIZATION: Compliance Professionals is a dedicated firm specializing in investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance controls.Conduct daily compliance...
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Compliance Director
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionCompliance Professionals is seeking a highly skilled Compliance Director to join our team in London. As a key member of our compliance team, you will play a critical role in ensuring our organization's compliance with regulatory requirements.Key Responsibilities:Regulatory Horizon Scanning: Lead the identification and analysis of emerging...
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Compliance Director
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionCompliance Professionals is seeking a highly skilled Compliance Director to join our team in London. As a key member of our compliance team, you will play a critical role in ensuring our organization's compliance with regulatory requirements.Key Responsibilities:Regulatory Horizon Scanning: Lead the identification and analysis of emerging...
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Compliance Manager
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionAbout the RoleWe are seeking a highly skilled Compliance Executive to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our business operations are in line with regulatory requirements and industry standards.Key ResponsibilitiesManage and oversee the compliance...
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Compliance Executive
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionAbout the RoleWe are seeking a highly skilled Compliance Executive to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our business operations are in line with regulatory requirements and industry standards.Key ResponsibilitiesManage and oversee the compliance...
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Compliance Manager
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading fintech banking group that operates globally. We are seeking a highly skilled Compliance Manager to join our London-based team.Job SummaryWe are looking for a seasoned Compliance Manager to lead our regulatory efforts and provide strategic guidance to our senior management team. The ideal candidate will...
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Compliance Manager
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading fintech banking group that operates globally. We are seeking a highly skilled Compliance Manager to join our London-based team.Job SummaryWe are looking for a seasoned Compliance Manager to lead our regulatory efforts and provide strategic guidance to our senior management team. The ideal candidate will...
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Compliance Officer
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are seeking a highly skilled Compliance Coordinator to join our team at Compliance Professionals. As a key member of our Compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Provide management information to the Firm's Head of Compliance & Risk...