Regulatory Risk and Controls Specialist
4 weeks ago
We are seeking a highly skilled and experienced Regulatory Risk and Controls Associate to join our Retail Risk business function. As a key member of our team, you will play a critical role in ensuring the effective implementation of key policy and regulatory changes that support performance expectations and good customer outcomes.
Key Responsibilities- Conduct gap analysis to identify areas where regulatory risks or issues may arise in our internal processes, with a view to improving the application of regulations across the business function.
- Develop and implement action plans to address identified areas of improvement, ensuring that relevant stakeholders are kept informed of progress.
- Provide subject matter expertise to projects, risk partners, and stakeholders on Retail regulatory adherence, ensuring that our policies, processes, and Lifecycle Definition tools accurately reflect our regulatory position.
- Support reviews from Audit, Compliance, Chief Controls Office, and our regulators, analyzing feedback at a process and functional level, and articulating findings to stakeholders.
- Respond to emerging risks and regulation, ensuring that our policies, processes, and tools accurately reflect our regulatory position.
We are looking for a highly motivated and experienced individual with a strong background in Financial Services and a good knowledge of the FCA handbook and Regulations that impact Retail. You will have a proven track record of analyzing information and producing concise and informative reports and presentations, as well as providing accurate and expert regulatory and risk advice.
You will be a logical, inquisitive mind with an interest in regulations, policies, and processes, and will have strong relationship management and influencing skills to build trust and maintain relationships with a variety of stakeholders across the business and externally.
You will be a proactive, collaborative, and solution-oriented individual who can think ahead and take planned action as appropriate.
What We OfferWe offer a highly competitive range of benefits, including a personal pension, up to 2 days of paid volunteering a year, life assurance, and access to an annual performance-related bonus. You will also have access to training to help you develop and progress your career, and 25 days holiday, pro rata.
We are a purpose-driven organization that offers rewarding career experiences and a highly competitive range of benefits to match. We are committed to reaching more and more people in the UK and want everyone to know that they don't have to bank with a bank. They can choose a modern mutual instead.
How to ApplyIf you are a motivated and experienced individual who is passionate about regulatory risk and controls, please click the 'Apply Now' button to submit your application. You will need to attach your up-to-date CV and answer a few quick questions for us.
We respond to everyone, so we will be in contact shortly after the closing date to let you know the outcome of your application.
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