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Regulatory Compliance Lead

2 months ago

St Peter Port, United Kingdom Evelyn Partners Full time

Company Overview

Evelyn Partners stands as the premier integrated wealth management and professional services organization in the UK, boasting over 186 years of expertise in empowering individuals and businesses to flourish. Our comprehensive suite of financial and professional services caters to individuals, family trusts, professional intermediaries, charities, and enterprises.

We pride ourselves on delivering an award-winning experience for our clients by recruiting top talent. Join us in our mission to democratize access to quality financial advice, as we believe that everyone deserves sound guidance throughout their financial journey.

Our exceptional growth and innovation are fueled by our core principles: Personalization, providing advice grounded in a genuine understanding of our clients' needs; Partnership, collaborating closely with our clients; and Performance, showcasing extensive expertise to achieve outstanding results.

Learn more about us and explore available career opportunities here: and

Role Overview

Objective of the Position

In the capacity of a Compliance Manager, you will assist the Head of Compliance in establishing and sustaining a robust compliance framework for Evelyn Partners International (EPI) and Evelyn Partners (Channel Islands) Limited (EPCI) in Jersey. Your role will involve effective communication with all personnel, including the broader Group, while serving as a Money Laundering Compliance Officer.

Key Responsibilities:

Aiding in the upkeep of current compliance risk assessments, identifying regulatory compliance and financial crime risks associated with EPI and EPCI. Overseeing compliance and ensuring that regulatory reporting is precise and current. Providing daily support and guidance on regulatory and financial crime matters to the wider team. Managing client grievances and escalating issues when necessary. Ensuring appropriate measures are in place to review Customer Due Diligence (CDD) and other account opening documentation. Delivering training to the team as required.

Qualifications for Success:

Possess a recognized benchmark qualification alongside relevant practical experience. Demonstrate proven compliance/AML experience within an investment or funds sector. Exhibit substantial practical knowledge and understanding of pertinent regulatory requirements.

Desired Attributes:

Critical thinking skills to make systematic and rational judgments based on relevant information and experience. Clear and effective communication abilities. Capacity to make timely decisions that reflect thoughtful judgment. Ability to plan and organize proactively. Proven experience in stakeholder engagement with the ability to influence and connect with others.

Additional Benefits:

As a member of Evelyn Partners, you will enjoy benefits that include:

Competitive remuneration. Private health insurance. Life insurance coverage. Pension contributions. Flexible working arrangements (dependent on role). Generous holiday entitlement. Option to acquire additional leave. Shared parental leave policy. Fully funded training for professional qualifications. Cycle-to-work initiative. Season ticket loan availability. Eye care support services.

We take pride in embracing the diversity that a varied workforce brings, reflecting our society and clientele. At Evelyn Partners, we actively support numerous employee resource groups and are committed to implementing various diversity, equity, and inclusion initiatives throughout the organization. We strive to create a workplace where all colleagues, irrespective of identity, background, or circumstances, feel valued as individuals and are empowered to reach their full potential in a safe, supportive, and inclusive environment.